4//SEC Filing
Moran Matthew F 4
Accession 0001140361-12-038434
CIK 0001541119other
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 5:13 PM ET
Size
14.9 KB
Accession
0001140361-12-038434
Insider Transaction Report
Form 4
Moran Matthew F
EVP / Chief Credit Officer
Transactions
- Other
Stock Option (Right to Buy)
2012-08-22+5,682→ 11,364 totalExercise: $9.72Exp: 2019-01-27→ Common Stock (5,682 underlying) - Other
Common Stock
2012-08-22+1,733→ 6,633 total(indirect: ESOP) - Other
Stock Option (Right to Buy)
2012-08-22+5,682→ 5,682 totalExercise: $8.41Exp: 2019-01-27→ Common Stock (5,682 underlying) - Other
Common Stock
2012-08-22+4,304→ 10,937 total - Other
Stock Option (Right to Buy)
2012-08-22+4,473→ 15,837 totalExercise: $8.49Exp: 2022-02-28→ Common Stock (4,473 underlying) - Purchase
Common Stock
2012-08-22$10.00/sh+4,900$49,000→ 4,900 total(indirect: By 401(k))
Footnotes (4)
- [F1]In accordance with the Plan of Conversion and Reorganization of Sound Community MHC, effective August 22, 2012, each outstanding share of common stock of Sound Financial, Inc. was exchanged for 0.87423 shares of Sound Financial Bancorp, Inc. common stock.
- [F2]In accordance with the Plan of Conversion and Reorganization of Sound Community MHC, effective August 22, 2012, each outstanding option for a share of Sound Financial, Inc. common stock was exchanged for a stock option for 0.87423 shares of Sound Financial Bancorp, Inc., rounded down to the nearest share. The exercise price was determined by dividing the original exercise price of the exchange option by the 0.87423 exchange ratio.
- [F3]Options vest in five equal installments beginning on January 27, 2010.
- [F4]Options vest in five equal installments beginning on February 28, 2013.
Documents
Issuer
Sound Financial Bancorp, Inc.
CIK 0001541119
Entity typeother
Related Parties
1- filerCIK 0001410556
Filing Metadata
- Form type
- 4
- Filed
- Aug 23, 8:00 PM ET
- Accepted
- Aug 24, 5:13 PM ET
- Size
- 14.9 KB