4//SEC Filing
RUOCCO ROBERT C 4
Accession 0001140361-12-039130
CIK 0001287151other
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 6:33 PM ET
Size
13.0 KB
Accession
0001140361-12-039130
Insider Transaction Report
Form 4
RUOCCO ROBERT C
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001 per share
2012-08-31$4.33/sh+12,570$54,456→ 2,064,452 total(indirect: See Footnotes) - Purchase
Common Stock, par value $0.001 per share
2012-08-30$4.24/sh+4,600$19,523→ 2,051,882 total(indirect: See Footnotes) - Purchase
Common Stock, par value $0.001 per share
2012-08-29$4.25/sh+100,300$426,275→ 2,047,282 total(indirect: See Footnotes)
Footnotes (5)
- [F1]The purchase price of the shares of common stock, par value $0.001 per share ("Common Stock"), of Xerium Technologies, Inc. (the "Company"), reported in Column 4 of this report is a weighted-average price. The shares of Common Stock purchased on August 30, 2012, were purchased in multiple transactions at prices ranging from $4.22 to $4.25, inclusive. Robert C. Ruocco (the "Reporting Person") undertakes to provide to the Company, any security holder of the Company, or the Staff of the Securities and Exchange Commission ("SEC"), upon request, full and complete information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this Footnote (1).
- [F2]The purchase price of the shares of Common Stock reported in Column 4 of this report is a weighted-average price. The shares of Common Stock purchased on August 31, 2012, were purchased in multiple transactions at prices ranging from $4.25 to $4.36, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the Staff of the SEC, upon request, full and complete information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this Footnote (2).
- [F3]The Reporting Person is one of three individual managing members of Carl Marks Management Company, LLC ("CMMC"), a Delaware limited liability company and registered investment adviser, which is the investment adviser to (i) Carl Marks Strategic Investments, L.P. ("CMSI"), a Delaware limited partnership and private investment partnership, and (ii) Carl Marks Strategic Opportunities Fund, L.P. ("CMSO"), a Delaware limited partnership and private investment partnership. The Reporting Person is also one of three individual managing members of (x) CMSI GP, LLC ("CMSI GP"), a Delaware limited liability company and the general partner of CMSI, and (y) Carl Marks GP, LLC ("CMSO GP"), a Delaware limited liability company and the general partner of CMSO.
- [F4]Of the shares of Common Stock purchased on August 29, 2012, 23,728 shares were purchased by CMSI and 76,572 shares were purchased by CMSO. Of the shares of Common Stock purchased on August 30, 2012, 1,088 shares were purchased by CMSI and 3,512 shares were purchased by CMSO. Of the shares of Common Stock purchased on August 31, 2012, 2,974 shares were purchased by CMSI and 9,596 shares were purchased by CMSO. Following the transactions reported herein, CMSI holds 626,544 shares of Common Stock and CMSO holds 1,437,908 shares of Common Stock.
- [F5]Shares of the Company held by CMSI and CMSO may be deemed to be beneficially owned (i) indirectly by CMMC, as the investment adviser to CMSI and CMSO; (ii) indirectly by CMSI GP, as the general partner of CMSI, and CMSO GP, as the general partner of CMSO, respectively; and (iii) indirectly, on a shared basis, by the Reporting Person and the two other individual managing members of CMMC, the investment adviser to CMSI and CMSO, who share the power to direct the vote or disposition of such securities. CMMC and the three individual managing members of CMMC have previously filed statements pursuant to Sections 13 and 16 of the Securities Exchange Act of 1934, as amended, with respect to the Company's securities which they may be deemed to beneficially own. The Reporting Person's beneficial ownership of the Company's securities is limited to his indirect interest (if any) in the shares of Common Stock held by CMSI and CMSO, limited to his pecuniary interest in CMSI and CMSO (if any).
Documents
Issuer
XERIUM TECHNOLOGIES INC
CIK 0001287151
Entity typeother
Related Parties
1- filerCIK 0001214841
Filing Metadata
- Form type
- 4
- Filed
- Aug 30, 8:00 PM ET
- Accepted
- Aug 31, 6:33 PM ET
- Size
- 13.0 KB