4//SEC Filing
Slappey Carol W 4
Accession 0001140361-12-039217
CIK 0001493491other
Filed
Sep 3, 8:00 PM ET
Accepted
Sep 4, 4:29 PM ET
Size
12.5 KB
Accession
0001140361-12-039217
Insider Transaction Report
Form 4
Slappey Carol W
DirectorExecutive Vice President
Transactions
- Tax Payment
Common Stock
2012-08-31$13.14/sh−1,298$17,056→ 51,395 total
Holdings
- 2,931(indirect: By Spouse)
Common Stock
- 50,000
Stock Appreciation Rights
Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ Common Stock (50,000 underlying) - 10,242(indirect: By ESOP)
Common Stock
- 50,000
Stock Option (Right to Buy)
Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ Common Stock (50,000 underlying) - 4,907(indirect: By IRA)
Common Stock
- 57,801
Stock Appreciation Rights
Exercise: $14.97From: 2007-05-19Exp: 2016-05-19→ Common Stock (57,801 underlying) - 57,801
Stock Option(Rights to Buy)
Exercise: $14.97From: 2007-05-19Exp: 2016-05-19→ Common Stock (57,801 underlying)
Footnotes (4)
- [F1]Transaction represents the shares relinquished for tax liability related to stock vesting.
- [F2]Transaction represents an award of stock appreciation rights and options under the Issuer's 2011 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on July 1, 2012.
- [F3]The stock appreciation rights and stock options were granted under the 2006 Equity Incentive Plan to vest in five equal annual installments beginning on May 19, 2007.
- [F4]The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.
Documents
Issuer
Heritage Financial Group Inc
CIK 0001493491
Entity typeother
Related Parties
1- filerCIK 0001325809
Filing Metadata
- Form type
- 4
- Filed
- Sep 3, 8:00 PM ET
- Accepted
- Sep 4, 4:29 PM ET
- Size
- 12.5 KB