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4//SEC Filing

Singh R Nicholas 4

Accession 0001140361-12-040347

CIK 0001043219other
View on SEC.govCompany Profile

Filed

Sep 12, 8:00 PM ET

Accepted

Sep 13, 5:30 PM ET

Size

13.3 KB

Accession

0001140361-12-040347

Insider Transaction Report

Form 4
Period: 2012-09-12
ANNALY CAPITAL MANAGEMENT INCNLY
Singh R Nicholas
EVP and General Counsel
Transactions
  • Exercise/Conversion

    Common Stock

    2012-09-12$13.25/sh+37,500$496,875→ 155,400 total
  • Exercise/Conversion

    Option to purchase Common Stock

    2012-09-12−37,500→ 37,500 total
    Exercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (37,500 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    7,415

  • Class A Preferred Stock

    (indirect: By 401(k))
    1,150

  • Option to purchase Common Stock

    Exercise: $17.07From: 2006-07-07Exp: 2015-07-07→ Common Stock (30,000 underlying)
    30,000

  • Option to purchase Common Stock

    Exercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (40,000 underlying)
    40,000

  • Option to purchase Common Stock

    Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (53,000 underlying)
    53,000

  • Option to purchase Common Stock

    Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (53,000 underlying)
    53,000
Footnotes (1)
  • [F1]Options previously granted.

Documents

1 file

Issuer

ANNALY CAPITAL MANAGEMENT INC

CIK 0001043219

→
Entity typeother

Related Parties

1
  • filerCIK 0001318746

Filing Metadata

Form type
4
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 5:30 PM ET
Size
13.3 KB
View on SEC.gov