Smith O Mitchell 4
4 · Heritage Financial Group Inc · Filed Oct 4, 2012
Insider Transaction Report
Form 4
Smith Mitchell
Executive Vice President
Transactions
- Award
COMMON STOCK
2012-08-01−1,000→ 16,244 total
Holdings
- 6,210(indirect: BY ESOP)
COMMON STOCK
- 125(indirect: BY DAUGHTER)
COMMON STOCK
- 121(indirect: BY DAUGHTER)
COMMON STOCK
- 12,500
STOCK APPRECIATION RIGHT
Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ COMMON STOCK (12,500 underlying) - 12,500
STOCK OPTION (RIGHT TO BUY)
Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ COMMON STOCK (12,500 underlying) - 13,822
STOCK APPRECIATION RIGHT
Exercise: $14.97From: 2007-05-19Exp: 2016-05-19→ COMMON STOCK (13,822 underlying) - 13,822
STOCK OPTION (RIGHT TO BUY)
Exercise: $14.97From: 2007-05-19Exp: 2016-05-19→ COMMON STOCK (13,822 underlying) - 7,387(indirect: By 401(k))
COMMON STOCK
Footnotes (4)
- [F1]Transaction represents an award of restricted stock under the Issuer's 2011 Equity Incentive Plan. The shares are scheduled to vest in five equal annual installments beginning on October 1, 2013.
- [F2]Transaction represents an award of stock appreciation rights and stock options under the Issuer's 2011 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on July 1, 2012.
- [F3]The stock appreciation rights and stock options were granted under the 2006 Equity Incentive Plan to vest in five equal annual installments beginning on May 19, 2007.
- [F4]The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.