4//SEC Filing
Chi Lingbo 4
Accession 0001140361-12-044138
CIK 0001093903other
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 5:16 PM ET
Size
10.1 KB
Accession
0001140361-12-044138
Insider Transaction Report
Form 4
Chi Lingbo
DirectorChief Executive Officer10% Owner
Transactions
- Exercise of In-Money
Stock Option (right to buy)
2012-10-02$0.01/sh−2,170,000$21,700→ 0 totalExercise: $0.01Exp: 2016-06-29→ Common Stock (2,170,000 underlying) - Exercise of In-Money
Common Stock (par value $0.001)
2012-10-02$0.01/sh+2,170,000$21,700→ 2,170,000 total - Other
Stock Option (right to buy)
2012-10-02−3,019,920→ 2,170,000 totalExercise: $0.01Exp: 2016-06-29→ Common Stock (3,019,920 underlying)
Footnotes (3)
- [F1]Since the Reporting Person's last report, options (the "Options") to purchase 3,019,920 shares of Issuer's common stock were transferred to beneficial owners, none of whom owned more than 10% of the Issuer's securities. No such beneficial owner is an executive officer or director of the Issuer.
- [F2]Excludes 2,170,000 shares beneficially owned by Best Alliance Worlwide Investments Limited ("BAW") subject to an option agreement. Reporting person is a director of BAW which the reporting person has voting and dispositive control over. Reporting person disclaims beneficial ownership of shares owned by BAW except to the extent of his beneficial interest therein as provided for in the Option.
- [F3]The Options are included in the Option Agreement filed as Exhibit 10.5 to the Issuer's Form 8-K filed with the SEC on July 7, 2011.
Documents
Issuer
Ziyang Ceramics Corp
CIK 0001093903
Entity typeother
Related Parties
1- filerCIK 0001524938
Filing Metadata
- Form type
- 4
- Filed
- Oct 17, 8:00 PM ET
- Accepted
- Oct 18, 5:16 PM ET
- Size
- 10.1 KB