4//SEC Filing
Haubenstricker Thomas A 4
Accession 0001140361-12-044233
CIK 0000109156other
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 3:48 PM ET
Size
13.7 KB
Accession
0001140361-12-044233
Insider Transaction Report
Form 4
ZALE CORPZLC
Haubenstricker Thomas A
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2012-10-17$7.31/sh−2,183$15,958→ 6,067 total - Exercise/Conversion
Restricted Stock Units
2012-10-17+8,250→ 16,750 totalExercise: $0.00From: 2012-10-17→ Common Stock (16,750 underlying) - Exercise/Conversion
Common Stock
2012-10-17$7.31/sh+8,250$60,308→ 8,250 total
Holdings
- 30,000
Restricted Stock Units (Performance)
Exercise: $0.00→ Common Stock (30,000 underlying) - 30,000
Restricted Stock Units
Exercise: $0.00From: 2013-07-31→ Common Stock (30,000 underlying) - 70,000
Stock Options (right to buy)
Exercise: $2.88From: 2012-10-17Exp: 2021-10-17→ Common Stock (70,000 underlying)
Footnotes (5)
- [F1]Reflects the issuance of 8,250 shares of Common Stock to the undersigned upon the vesting of restricted stock units as shown on Table 2 of this report.
- [F2]Reflects the withholding of 2,183 shares by the Company to satisfy tax obligations in connection with the vesting of 8,250 shares of restricted stock units. No shares were bought or sold in the open market.
- [F3]Performance-based restricted stock units granted under the Zale Corporation 2011 Omnibus Incentive Plan that vest as to 100% of the units if the Company satisfies a certain performance goal over any period of four consecutive fiscal quarters beginning on August 1, 2012 and ending on July 31, 2015. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash.
- [F4]Restricted stock units granted under Zale Corporation 2011 Omnibus Incentive Plan that vest as to 33% of the units on the first anniversary of the grant date, as to an additional 33% of the units on the second anniversary of the grant date and as to the remaining 34% of the units on the third anniversary of the grant date. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash.
- [F5]Restricted stock units granted under Zale Corporation 2003 Stock Incentive Plan that vest as to 33% of the units on the first anniversary of the grant date, as to an additional 33% of the units on the second anniversary of the grant date and as to the remaining 34% of the units on the third anniversary of the grant date. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash.
Documents
Issuer
ZALE CORP
CIK 0000109156
Entity typeother
Related Parties
1- filerCIK 0001355668
Filing Metadata
- Form type
- 4
- Filed
- Oct 18, 8:00 PM ET
- Accepted
- Oct 19, 3:48 PM ET
- Size
- 13.7 KB