4//SEC Filing
PROVIDENCE EQUITY PARTNERS IV LP 4
Accession 0001140361-12-045899
CIK 0000880059other
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 6:09 PM ET
Size
133.4 KB
Accession
0001140361-12-045899
Insider Transaction Report
Form 4
Providence Equity Partners V L.L.C.
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,910,723 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,939,511 total(indirect: See footnotes)
Providence Equity GP V L.P.
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,910,723 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,939,511 total(indirect: See footnotes)
Providence Equity GP IV L.P.
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,910,723 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,939,511 total(indirect: See footnotes)
Transactions
- Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,910,723 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,939,511 total(indirect: See footnotes)
NELSON JONATHAN M
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,910,723 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,939,511 total(indirect: See footnotes)
Providence Equity Partners V L P
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,939,511 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,910,723 total(indirect: See footnotes)
Providence Equity Partners V-A L P
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,939,511 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,910,723 total(indirect: See footnotes)
PEP EDMC L.L.C.
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,939,511 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,910,723 total(indirect: See footnotes)
PROVIDENCE EQUITY PARTNERS IV LP
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,910,723 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,939,511 total(indirect: See footnotes)
Transactions
- Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,910,723 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2012-11-02+28,788→ 40,939,511 total(indirect: See footnotes)
Footnotes (5)
- [F1]On the Transaction Date, and pursuant to the Omnibus Stock Option Plan: (i) Paul J. Salem was granted 16,667 restricted shares of common stock and 12,121 shares of common stock; and (ii) Peter Osgood Wilde, Jr. was granted 16,667 restricted shares of common stock and 12,121 shares of common stock, each as nominees for PEP LLC.
- [F2]Representing: (i) 32,317,772 shares of common stock directly held by Providence Equity Partners V L.P. ("PEP V"); (ii) 5,104,728 shares of common stock directly held by Providence Equity Partners V-A L.P. ("PEP V-A"); (iii) 2,675,590 shares of common stock directly held by Providence Equity Partners IV L.P. ("PEP IV"); (iv) 8,629 shares of common stock directly held by Providence Equity Operating Partners IV L.P. ("PEOP IV"); (v) 740,880 shares of common stock directly held by PEP EDMC L.L.C. ("PEP EDMC"); (vi) 31,549 shares of common stock directly held by Mr. Salem as nominee for PEP LLC; (vii) 31,549 shares of common stock directly held by Mr. Wilde as nominee for PEP LLC; and (viii) 28,814 shares of common stock directly held by PEP LLC.
- [F3](Continuation of Footnote 2) Certain Reporting Persons may be deemed to indirectly own the securities listed above as follows: (a) Providence Equity GP V L.P. ("PEP GP V"), as general partner of PEP V and PEP V-A; (b) Providence Equity Partners V L.L.C. ("PEP V LLC") as general partner of PEP GP V; (c) Providence Equity GP IV L.P. ("PEP GP IV"), as general partner of PEP IV and PEOP IV; (d) PEP V, PEP V-A, PEP IV and PEOP IV as the members of PEP EDMC L.L.C.; (e) Providence Equity Partners IV L.L.C. ("PEP IV LLC") as general partner of PEP GP IV; (f) Providence Equity Partners V Inc. ("PEP V Inc.") as the former investment manager of PEP V; (g) Providence Equity Partners IV Inc. ("PEP IV Inc.")
- [F4](Continuation of Footnote 2) as the former investment manager of PEP IV; and (h) PEP LLC, as management company to PEP V, PEP V-A, PEP IV and PEOP IV. Each of PEP GP V, PEP V LLC, PEP GP IV, PEP IV LLC, PEP V, PEP V-A, PEP IV, PEOP IV, PEP V Inc., PEP IV Inc. and PEP LLC disclaims indirect beneficial ownership except to the extent of each of their respective pecuniary interests therein.
- [F5](Continuation of Footnote 2) Messrs. Jonathan Nelson, Glenn Creamer and Paul Salem each are: (1) partners of PEP GP IV; (2) indirect beneficial owners of PEP GP V, PEP V LLC, PEP V Inc. and PEP IV Inc.; (3) members of PEP LLC; and (4) members of PEP IV LLC, and may be deemed to share beneficial ownership of shares owned by PEP V, PEP V-A, PEP IV, PEOP IV, PEP EDMC LLC, PEP V Inc., PEP IV Inc. and PEP LLC or held by Messrs. Salem and Wilde as nominees for such entities. Each of Messrs. Nelson, Creamer and Salem disclaims this beneficial ownership, except to the extent of each of their respective pecuniary interests therein.
Documents
Issuer
EDUCATION MANAGEMENT CORPORATION
CIK 0000880059
Entity typeother
Related Parties
1- filerCIK 0001127275
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 6:09 PM ET
- Size
- 133.4 KB