13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Baring Asset Management LLC Address: Independence Wharf, 470 Atlantic Ave Boston, MA 02210-2208 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Traci A. Thelen Title: General Counsel (US) Phone: 617-946-5311 Signature, Place, and Date of Signing: /s/ Traci A. Thelen Boston, MA 11/13/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 158 Form 13F Information Table Value Total: $ 2,739,138 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- --------~~---~~ ------------------ ---------- -------- ----------------------~~----~~ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP ~~VALUE~~(x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- --------~~---~~ --------- --- ---- ---------- -------- --------- ------ --------- ACTIVISION BLIZZ COM 00507V109 ~~369,328~~347 30,803 SH SOLE 0 0 0 ~~30,803~~30803 ADVANCE AUTO PART COM 00751Y106 1215,~~331,174~~129 ~~180~~221,~~756~~058 SH SOLE 0 ~~180,756~~221058 0 0 AGCO CORP COM 001084102 23,~~083,596~~236 4568,~~563~~162 SH SOLE 0 ~~45,563~~68162 0 0 AGNICO EAGLE MINE COM 008474108 ~~697,451~~863 16,912 SH SOLE 0 0 0 ~~16,912~~16912 AGRIUM INC COM 008916108 4467,~~789,410~~419 ~~501~~656,~~264~~316 SH SOLE 0 ~~269,409~~344771 0 ~~231~~311545 ALLIANCE DATA SYS COM 018581108 21,~~855~~493 151,412 SH SOLE 0 151412 0 0 ALTERA CORP COM 021441100 1011,~~713,811~~128 ~~316~~327,~~602~~291 SH SOLE 0 ~~316,602~~327291 0 0 ALTRIA GROUP COM 02209S103 1,~~129,267~~091 32,685 SH SOLE 0 0 0 ~~32,685~~32685 AMAZON.COM INC COM 023135106 1621,~~087,943~~341 7083,~~453~~913 SH SOLE 0 ~~70,453~~83913 0 0 AMERICA MOVIL SA ADR 02364W105 ~~118~~115,~~726,208~~437 4,~~555~~539,~~879~~396 SH SOLE 0 ~~3,756,383~~3850855 0 ~~799,496~~688541 AMERICAN TOWER CO COM 03027X100 1012,~~960,000~~248 ~~156~~171,~~773~~568 SH SOLE 0 ~~156,773~~171568 0 0 AMERISOURCEBERGEN COM 03073E105 203,~~958,361~~311 ~~532~~85,~~614~~522 SH SOLE 0 ~~532,614~~85522 0 0 ANADARKO PETROLM COM 032511107 2730,~~091,687~~250 ~~409~~432,~~240~~631 SH SOLE 0 ~~409,240~~432631 0 0 ANDERSONS INC COM 034164103 1,~~036,638~~369 2436,~~300~~353 SH SOLE 0 ~~24,300~~36353 0 0 ANGLOGOLD ASHANTI ADR 035128206 1,~~481,771~~512 43,150 SH SOLE 0 0 0 4343150 ANHEUSER-BUSCH IN ADR 03524A108 7,~~150~~470 86,952 SH SOLE 0 71800 0 15152 APPLE INC COM 037833100 3748,~~070,568~~470 6372,~~477~~657 SH SOLE 0 ~~59,149~~68329 0 ~~4,328~~4328 AQUA AMERICA INC COM 03836W103 118,~~345,493~~440 ~~454~~340,~~547~~856 SH SOLE 0 ~~454,547~~340856 0 0 ARCHER-DANIELS COM 039483102 115,~~559,737~~816 ~~391~~213,~~590~~982 SH SOLE 0 ~~381,353~~203745 0 ~~10,237~~10237 AT&T INC COM 00206R102 ~~485,761~~514 13,622 SH SOLE 0 0 0 ~~13,622~~13622 BAIDU INC ADS 056752108 ~~148~~147,~~255,212~~410 1,~~289~~261,~~400~~100 SH SOLE 0 ~~1,128,400~~1055000 0 ~~161,000~~206100 BANCO BRADESCO ADR 059460303 12,~~852,980~~027 ~~124~~126,~~612~~112 SH SOLE 0 ~~124,612~~126112 0 0 BANCOLOMBIA ADR 05968L102 49,~~143,651~~836 67164,~~006~~730 SH SOLE 0 ~~67,006~~164730 0 0 BANRO CORPORATION COM 066800103 57,~~003,580~~185 1,~~367~~547,~~528~~009 SH SOLE 0 ~~103,498~~103498 0 ~~1,264,030~~1443511 BARRICK GOLD CORP COM 067901108 3844,~~139,259~~290 1,~~015~~060,~~152~~575 SH SOLE 0 ~~1,015,152~~1060575 0 0 BAXTER INTL COM 071813109 ~~476,277~~540 8,961 SH SOLE 0 0 0 ~~8,961~~8961 ~~BCO SANTANDER ADR 05967A107 98,425 12,700 SH SOLE 0 12,700 0 0~~ BRF-BRASIL FOODS ADR 10552T107 24,~~823,821~~811 ~~185~~278,~~900~~104 SH SOLE 0 ~~185,900~~278104 0 0 CA INC COM 12673P105 ~~624,533~~594 23,054 SH SOLE 0 0 0 ~~23,054~~23054 ~~CARDINAL HEALTH COM 14149Y108 1,368,864 32,592 SH SOLE 0 32,592 0 0~~ CATERPILLAR INC COM 149123101 1620,~~088,492~~600 ~~189~~239,~~477~~426 SH SOLE 0 ~~189,477~~239426 0 0 CAVIUM INC COM 14964U108 105,~~387,664~~659 ~~370~~169,~~988~~884 SH SOLE 0 ~~370,988~~169884 0 0 ~~CBS CORPORATION COM 124857202 11,904,058 363,150 SH SOLE 0 363,150 0 0~~ CEMEX S.A.B ADR 151290889 12,~~912,922~~320 ~~284~~278,~~238~~547 SH SOLE 0 ~~284,238~~278547 0 0 CENTERPOINT ENRGY COM 15189T107 ~~624,337~~643 30,205 SH SOLE 0 0 0 ~~30,205~~30205 CF INDUSTRIES COM 125269100 10,~~677,204~~927 5549,~~111~~169 SH SOLE 0 ~~55,111~~49169 0 0 CHEVRON CORP COM 166764100 5559,~~549,231~~381 ~~526~~509,~~533~~450 SH SOLE 0 ~~526,533~~509450 0 0 CHINA UNICOM (HK) ADR 16945R104 3553,~~864,876~~298 23,~~857~~267,~~759~~838 SH SOLE 0 ~~1,998,850~~2277301 0 ~~858,909~~990537 CHUBB CORP COM 171232101 2126,~~938,775~~654 ~~301~~349,~~274~~421 SH SOLE 0 ~~301,274~~349421 0 0 CHURCH & DWIGHT COM 171340102 14,~~407,168~~943 ~~259~~276,~~729~~775 SH SOLE 0 ~~259,729~~276775 0 0 CISCO SYSTEMS COM 17275R102 1729,~~333,974~~201 1,~~009~~529,~~550~~232 SH SOLE 0 ~~1,009,550~~1529232 0 0 ~~CLIFFS~~CNOOC ~~NATURAL~~ADS ~~COM~~126132109 ~~18683K101~~385 51,~~420,520~~900 ~~109,972~~ SH SOLE 0 ~~109,972~~1900 0 0 ~~CNOOC~~COACH ~~ADS~~INC ~~126132109~~COM ~~382~~189754104 15,~~375~~590 1278,~~900~~298 SH SOLE 0 ~~1,900~~278298 0 0 COVANCE INC COM 222816100 ~~695,500~~679 14,535 SH SOLE 0 0 0 ~~14,535~~14535 CROWN CASTLE INTL COM 228227104 1718,~~626,215~~665 ~~300~~291,~~481~~179 SH SOLE 0 ~~300,481~~291179 0 0 CUMMINS INC COM 231021106 1216,~~453,226~~682 ~~128~~180,~~503~~913 SH SOLE 0 ~~128,503~~180913 0 0 CVS CAREMARK COM 126650100 ~~656,089~~680 14,040 SH SOLE 0 0 0 ~~14,040~~14040 DARLING INTL INC COM 237266101 27,~~204,795~~054 ~~133~~385,~~705~~702 SH SOLE 0 ~~133,705~~385702 0 0 DEERE & CO COM 244199105 1623,~~637,951~~021 ~~205~~279,~~737~~139 SH SOLE 0 ~~205,737~~279139 0 0 DEVON ENERGY COM 25179M103 ~~344,983~~360 5,949 SH SOLE 0 0 0 ~~5,949~~5949 DIGITAL REALTY COM 253868103 98,~~052,390~~803 ~~120~~126,~~586~~021 SH SOLE 0 ~~120,586~~126021 0 0 ~~DIRECTV COM 25490A101 1,063,885 21,792 SH SOLE 0 0 0 21,792~~ DISCOVER FIN SVCS COM 254709108 1216,~~707,424~~274 ~~367~~409,~~479~~607 SH SOLE 0 ~~367,479~~409607 0 0 ECOLAB INC COM 278865100 17,~~398,740~~242 ~~253~~266,~~885~~032 SH SOLE 0 ~~253,885~~266032 0 0 ECOPETROL SA ADR 279158109 611,~~861,724~~589 ~~122~~196,~~992~~664 SH SOLE 0 ~~122,992~~196664 0 0 ELDORADO GOLD CO COM 284902103 46,~~952,548~~291 ~~402~~412,~~620~~973 SH SOLE 0 ~~402,620~~412973 0 0 EMERSON ELECTRIC COM 291011104 12,~~970,660~~992 4261,~~307~~988 SH SOLE 0 4261988 0 0 ENDESA(CHILE) ADS 29244T101 1,~~307~~042 21,718 SH SOLE 0 6108 0 ~~ENERSIS~~15610 ~~ADR~~EOG ~~29274F104~~RESOURCES ~~217~~COM 26875P101 13,~~051~~497 11120,~~607~~459 SH SOLE 0 120459 0 0 EXPRESS SCRIPTS COM 30219G108 11,~~607~~381 164,660 SH SOLE 0 164660 0 0 EXXON MOBIL CORP COM 30231G102 5655,~~313,875~~935 ~~658~~611,~~103~~647 SH SOLE 0 ~~640,717~~594261 0 ~~17,386~~17386 FIRST MAJESTIC SI COM 32076V103 2552,~~842,297~~740 12,~~792~~274,~~165~~076 SH SOLE 0 ~~440,966~~440966 0 ~~1,351,199~~1833110 FOMENTO ECON MEX ADR 344419106 910,~~106,356~~560 ~~102~~114,~~032~~812 SH SOLE 0 ~~102,032~~114812 0 0 ~~FREEPORT-MCMORAN~~FRANCO NEVADA CO COM ~~35671D857~~351858105 23,~~783,722~~554 ~~698~~399,~~084~~937 SH SOLE 0 ~~698,084~~399937 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- --------~~---~~ ------------------ ---------- -------- ----------------------~~----~~ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP ~~VALUE~~(x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- --------~~---~~ --------- --- ---- ---------- -------- --------- ------ ------- FREEPORT--MCMORAN COM 35671D857 27,630 698,084 SH SOLE 0 698084 0 0 GERDAU SA ADR 373737105 2415,~~882,780~~925 21,~~840~~674,~~500~~600 SH SOLE 0 ~~2,248,100~~1375800 0 ~~592,400~~298800 GILEAD SCIENCES COM 375558103 ~~478,955~~620 9,340 SH SOLE 0 0 0 ~~9,340~~9340 GOLDCORP INC COM 380956409 2328,~~699,301~~915 630,636 SH SOLE 0 ~~630,636~~630636 0 0 GOLDMAN SACHS GRP COM 38141G104 34,~~540,972~~199 36,939 SH SOLE 0 ~~36,939~~36939 0 0 GOOGLE INC COM 38259P508 37,~~784,377~~078 69,~~524~~381 SH SOLE 0 ~~6,524~~9381 0 0 GPO TELEVISA ADR 40049J206 1113,~~062,093~~994 ~~514~~595,~~995~~220 SH SOLE 0 ~~514,995~~595220 0 0 GREAT PANTHER SIL COM 39115V101 ~~51,210~~69 30,177 SH SOLE 0 ~~30,177~~30177 0 0 HALLIBURTON CO COM 406216101 64,~~065,523~~924 ~~213~~146,~~650~~142 SH SOLE 0 ~~200,468~~132960 0 ~~13,182~~13182 HDFC BANK LTD ADR 40415F101 54,~~108,420~~171 ~~156~~111,~~700~~000 SH SOLE 0 ~~22,000~~0 0 ~~134~~111000 HUDBAY MINERALS COM 443628102 5,~~700~~136 522,070 SH SOLE 0 522070 0 0 IAMGOLD CORP COM 450913108 ~~173,821~~268 1417,~~437~~175 SH SOLE 0 ~~14,437~~17175 0 0 IBM CORP COM 459200101 1730,~~553,501~~216 89145,~~751~~652 SH SOLE 0 ~~89,751~~145652 0 0 INFOSYS LTD ADR 456788108 1615,~~041,539~~595 ~~356~~321,~~004~~283 SH SOLE 0 ~~279,957~~265987 0 ~~76,047~~55296 INGREDION INC COM 457187102 59,~~465,770~~108 ~~110~~165,~~375~~120 SH SOLE 0 ~~110,375~~165120 0 0 INTL FLAVR & FRAG COM 459506101 1420,~~514,274~~591 ~~264~~345,~~859~~609 SH SOLE 0 ~~264,859~~345609 0 0 INTREPID POTASH I COM 46121Y102 ~~978~~1,~~043~~381 4264,~~972~~286 SH SOLE 0 ~~42,972~~64286 0 0 INTUIT INC COM 461202103 1421,~~862,606~~799 ~~250~~370,~~423~~230 SH SOLE 0 ~~250,423~~370230 0 0 ISHARES INC ITR 464286640 245 3,~~126,090~~944 ~~50,839~~ SH SOLE 0 ~~50,839~~3944 0 0 ISHARES TRUST ITR 464287242 1,~~674,011~~734 14,236 SH SOLE 0 0 0 ~~14,236~~14236 ISHARES TRUST ITR 464288513 25,~~890,423~~778 3162,~~662~~598 SH SOLE 0 ~~31,662~~62598 0 0 ITAU UNIBANCO HLG ADR 465562106 14,~~514,886~~546 1951,~~042,736~~945 SH SOLE 0 ~~1,042,736~~951945 0 0 ~~IVANHOE MINES COM 46579N103 131,806 24,520 SH SOLE 0 24,520 0 0~~ JOHNSON & JOHNSON COM 478160104 ~~596,757~~609 8,833 SH SOLE 0 ~~2,700~~2700 0 ~~6,133~~6133 JP MORGAN CHASE COM 46625H100 2129,~~998,068~~700 ~~615~~733,~~675~~694 SH SOLE 0 ~~602,137~~720156 0 ~~13,538~~13538 ~~KB FINANCIAL GRP ADR 48241A105 487,081 14,900 SH SOLE 0 14,900 0 0~~ KINROSS GOLD CO COM 496902404 34,~~362,102~~070 404,585 SH SOLE 0 ~~404,585~~404585 0 0 KT CORP ADR 48268K101 4658,~~435,341~~896 3,~~523~~765,~~167~~724 SH SOLE 0 ~~2,424,845~~2570527 0 ~~1,098,322~~1195197 ~~LATAM~~LINDSAY ~~AIRLINES~~CORP ~~ADR~~COM ~~501723100~~535555106 ~~222~~3,~~033~~814 852,~~507~~992 SH SOLE 0 ~~8,507~~52992 0 0 ~~LINDSAY~~LOCKHEED ~~CORP~~MARTIN COM ~~535555106~~539830109 ~~1,079,352~~503 165,~~631~~386 SH SOLE 0 ~~16,631~~ 0 0 ~~LOCKHEED~~5386 ~~MARTIN~~LORILLARD INC COM ~~539830109~~544147101 ~~469~~14,~~013~~963 5128,~~386~~494 SH SOLE 0 128494 0 0 ~~5,386~~ MCDONALDS CORP COM 580135101 ~~1,464,021~~202 162,~~537~~201 SH SOLE 0 ~~16,537~~2201 0 0 MCKESSON CORP COM 58155Q103 2,~~745,562~~403 2927,~~286~~930 SH SOLE 0 2927930 0 0 MELCO CROWN ENTER ADR 585464100 13,~~286~~604 1,009,176 SH SOLE 0 1009176 0 0 MERCK & CO INC COM 58933Y105 724,~~542,~~053 ~~180~~533,~~648~~388 SH SOLE 0 ~~180,648~~533388 0 0 METLIFE INC COM 59156R108 ~~219,128~~245 7,103 SH SOLE 0 0 0 ~~7,103~~7103 MICRON TECHNOLOGY COM 595112103 2,~~138,736~~468 ~~338~~412,~~944~~711 SH SOLE 0 ~~338,944~~412711 0 0 MINAS BUENAVENTRA ADR 204448104 610,~~394,389~~772 ~~168~~276,~~362~~478 SH SOLE 0 ~~168,362~~276478 0 0 MOBILE TELESYSTEM ADS 607409109 ~~149~~121,~~680,902~~623 86,~~702~~941,~~378~~951 SH SOLE 0 ~~8,702,378~~6751988 0 0189963 MONSANTO CO COM 61166W101 2845,~~922,421~~602 ~~349~~501,~~389~~007 SH SOLE 0 ~~344,557~~496175 0 ~~4,832~~4832 MOSAIC CO (THE) COM 61945C103 916,~~224,705~~753 ~~168~~290,~~457~~795 SH SOLE 0 ~~168~~290795 0 0 MYRIAD GENETICS COM 62855J104 9,~~457~~607 356,470 SH SOLE 0 356470 0 0 NATIONAL OILWELL COM 637071101 3345,~~711,400~~125 ~~523~~563,~~144~~286 SH SOLE 0 ~~523,144~~563286 0 0 NETEASE INC ADR 64110W102 5475,~~030,185~~555 ~~918~~1,~~100~~345,826 SH SOLE 0 ~~910,700~~1333226 0 ~~7,400~~12600 NEVSUN RESOURCES COM 64156L101 ~~47,002~~84 1418,~~200~~116 SH SOLE 0 ~~14,200~~18116 0 0 NIDEC CORP ADR 654090109 1,~~600,446~~534 83,400 SH SOLE 0 0 0 ~~83,400~~83400 NIPPON TEL & TEL ADR 654624105 ~~357,490~~366 15,449 SH SOLE 0 0 0 ~~15,449~~15449 OCCIDENTAL PETRLM COM 674599105 1921,~~059,638~~685 ~~222~~251,~~218~~978 SH SOLE 0 ~~212,898~~242658 0 ~~9,320~~9320 ORACLE CORP COM 68389X105 2911,~~350,996~~690 ~~988~~371,~~249~~592 SH SOLE 0 ~~988,249~~371592 0 0 PEABODY ENERGY COM 704549104 5,~~011,937~~038 ~~204~~226,~~402~~018 SH SOLE 0 ~~204,402~~226018 0 0 PERKINELMER INC COM 714046109 ~~712,931~~814 27,633 SH SOLE 0 0 0 ~~27,633~~27633 PETROLEO BRASIL ADS 71654V408 2427,~~239,616~~277 1,~~291~~189,~~402~~325 SH SOLE 0 ~~1,154,827~~1103180 0 ~~136,575~~86145 PFIZER INC COM 717081103 3843,~~708,103~~426 1,~~682~~747,~~961~~541 SH SOLE 0 ~~1,682,961~~1747541 0 0 PG & E CORP(HLDG) COM 69331C108 ~~357,090~~337 7,888 SH SOLE 0 0 0 ~~7,888~~7888 PHILIP MORRIS INT COM 718172109 2720,~~516,743~~719 ~~315~~230,~~342~~360 SH SOLE 0 ~~315~~230360 0 0 PLUM CREEK TIMBER COM 729251108 4,~~342~~151 94,683 SH SOLE 0 94683 0 0 PNC FINANCIAL COM 693475105 1115,~~955,011~~595 ~~195~~247,~~631~~143 SH SOLE 0 ~~195,631~~247143 0 0 POTASH SASKATCHWN COM 73755L107 5057,~~890,985~~391 1,~~164~~321,~~820~~768 SH SOLE 0 ~~688,839~~537454 0 ~~475,981~~784314 PRAXAIR INC COM 74005P104 1819,~~342,099~~879 ~~168~~191,~~694~~362 SH SOLE 0 ~~168,694~~191362 0 0 PRECISION CASTPRT COM 740189105 1518,~~745,641~~126 95110,~~724~~973 SH SOLE 0 ~~95,724~~110973 0 0 PROCTER & GAMBLE COM 742718109 ~~412,274~~467 6,731 SH SOLE 0 0 0 ~~6,731~~6731 ~~QUALCOMM INC COM 747525103 594,106 10,670 SH SOLE 0 0 0 10,670~~ RALPH LAUREN CORP COM 751212101 1523,~~061,632~~348 ~~107~~154,~~537~~388 SH SOLE 0 ~~107,537~~154388 0 0 ~~RANDGOLD RESOURCE ADR 752344309 19,748,194 219,400 SH SOLE 0 197,600 0 21,800 SAFEWAY INC COM 786514208 297,696 16,402 SH SOLE 0 0 0 16,402~~

Filing Compare · Baring North America LLC