4//SEC Filing
TOS WILLIAM 4
Accession 0001140361-12-047801
CIK 0001320947other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 5:33 PM ET
Size
8.6 KB
Accession
0001140361-12-047801
Insider Transaction Report
Form 4
TOS WILLIAM
Director
Transactions
- Award
Director Stock Option (right to buy)
2012-11-14+10,000→ 10,000 totalExercise: $19.50Exp: 2022-11-13→ Common Stock (10,000 underlying) - Award
Common Stock
2012-11-14+6,153→ 10,141 total
Holdings
- 143,529(indirect: By Tos Farms, Inc.)
Common Stock
Footnotes (3)
- [F1]Shares will vest, and the Issuer's right to repurchase the shares will lapse, over the 36-month period beginning on November 14, 2012, with one-third of the shares vesting every 12 months from that date, provided the director remains in continuous service as a director or consultant through each such date. The restricted stock grant reported on this Form 4 is being made pursuant to the Issuer's 2005 Equity Incentive Plan, which provides that each non-employee director automatically receives $120,000 worth of restricted stock upon his initial appointment or election to the board.
- [F2]Mr. Tos is co-owner of Tos Farms, Inc.
- [F3]The stock option vests and becomes exercisable on November 14, 2013, provided the director remains in continuous service as a director or consultant through such date. The option grant reported on this Form 4 is being made pursuant to the Issuer's 2005 Equity Incentive Plan, which provides that each non-employee director automatically receives an option to purchase 10,000 shares of common stock upon his initial appointment or election to the board.
Documents
Issuer
Diamond Foods Inc
CIK 0001320947
Entity typeother
Related Parties
1- filerCIK 0001562085
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 5:33 PM ET
- Size
- 8.6 KB