4//SEC Filing
Zhang Davis 4
Accession 0001140361-12-048084
CIK 0001051627other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 6:11 PM ET
Size
6.9 KB
Accession
0001140361-12-048084
Insider Transaction Report
Form 4
AXT INCAXTI
Zhang Davis
President , JV Operations
Transactions
- Award
Stock options (right to buy)
2012-11-05$2.91/sh+84,000$244,440→ 745,650 totalExercise: $2.91From: 2013-11-05Exp: 2022-11-05→ Common Stock (84,000 underlying) - Award
Common Stock
2012-11-05+28,000→ 108,488 total
Footnotes (2)
- [F1]Represents grant of restricted stocks award which vest in four equal annual installments on each anniversary of the date of grant.
- [F2]1/4 vested on first year anniversary and 1/48 monthly thereafter.
Documents
Issuer
AXT INC
CIK 0001051627
Entity typeother
Related Parties
1- filerCIK 0001319931
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 6:11 PM ET
- Size
- 6.9 KB