ORION ENERGY SYSTEMS, INC.·4

Nov 21, 4:15 PM ET

Schueller Thomas N 4

4 · ORION ENERGY SYSTEMS, INC. · Filed Nov 21, 2012

Insider Transaction Report

Form 4
Period: 2012-11-20
Transactions
  • Purchase

    Common Stock

    2012-11-20$1.48/sh+300$4449,496 total(indirect: By IRA)
  • Purchase

    Common Stock

    2012-11-21$1.48/sh+1,000$1,48010,496 total(indirect: By IRA)
Holdings
  • Stock Options (right to buy)

    Exercise: $3.46From: 2011-05-18Exp: 2020-05-18Common Stock (19,912 underlying)
    19,912
  • Stock Options (right to buy)

    Exercise: $4.19From: 2012-05-23Exp: 2021-05-23Common Stock (22,045 underlying)
    22,045
  • Stock Options (right to buy)

    Exercise: $2.03From: 2013-06-12Exp: 2022-06-12Common Stock (26,646 underlying)
    26,646
Footnotes (3)
  • [F1]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
  • [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vests and becomes exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
  • [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vests and becomes exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4