Home/Filings/4/A/0001140361-12-048577
4/A//SEC Filing

McMullen Milton L 4/A

Accession 0001140361-12-048577

CIK 0001541119other

Filed

Nov 22, 7:00 PM ET

Accepted

Nov 23, 12:19 PM ET

Size

11.2 KB

Accession

0001140361-12-048577

Insider Transaction Report

Form 4/AAmended
Period: 2012-08-22
Transactions
  • Other

    Common Stock

    2012-08-22+10,04910,049 total
  • Other

    Stock Option (Right to Buy)

    2012-08-22+1,6231,623 total
    Exercise: $8.41Exp: 2019-01-27Common Stock (1,623 underlying)
  • Purchase

    Common Stock

    2012-08-22$10.00/sh+500$5,000500 total(indirect: By Trust)
  • Other

    Stock Option (Right to Buy)

    2012-08-22+1,6233,246 total
    Exercise: $9.72Exp: 2019-01-27Common Stock (1,623 underlying)
Footnotes (3)
  • [F1]In accordance with the Plan of Conversion and Reorganization of Sound Community MHC, effective August 22, 2012, each outstanding share of common stock of Sound Financial, Inc. was exchanged for 0.87423 shares of Sound Financial Bancorp, Inc. common stock.
  • [F2]In accordance with the Plan of Conversion and Reorganization of Sound Community MHC, effective August 22, 2012, each outstanding option for a share of Sound Financial, Inc. common stock was exchanged for a stock option for 0.87423 shares of Sound Financial Bancorp, Inc., rounded down to the nearest share. The exercise price was determined by dividing the original exercise price of the exchange option by the 0.87423 exchange ratio.
  • [F3]Options vest in five equal installments beginning on January 27, 2010.

Documents

1 file

Issuer

Sound Financial Bancorp, Inc.

CIK 0001541119

Entity typeother

Related Parties

1
  • filerCIK 0001410548

Filing Metadata

Form type
4/A
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 12:19 PM ET
Size
11.2 KB