4//SEC Filing
CARTWRIGHT HENRY E 4
Accession 0001140361-12-049163
CIK 0001355304other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 1:40 PM ET
Size
8.9 KB
Accession
0001140361-12-049163
Insider Transaction Report
Form 4
U-SWIRL, INC.SWRL
CARTWRIGHT HENRY E
DirectorPresident & CEO
Transactions
- Other
Common Stock
2012-11-30+3,000→ 201,000 total
Holdings
- 54,000
Options (Right to Buy)
Exercise: $0.28Exp: 2016-11-17→ Common Stock (54,000 underlying) - 175,000
Options (Right to Buy)
Exercise: $0.42Exp: 2016-05-16→ Common Stock (175,000 underlying) - 5,000(indirect: By Spouse)
Options (Right to Buy)
Exercise: $0.28Exp: 2016-11-17→ Common Stock (5,000 underlying)
Footnotes (4)
- [F1]Options granted as compensation. 50% of the options vest on 5/16/2012 with the remaining 50% vesting on 5/16/2013.
- [F2]Options granted as compensation. 27,000 options vest on 11/17/12 with the remaining 27,000 options vesting on 11/17/13.
- [F3]Options granted to Mr. Cartwright's spouse as compensation. 2,500 options vest on 11/17/12 with the remaining 2,500 options vesting on 11/17/13.
- [F4]Shares granted as compensation.
Documents
Issuer
U-SWIRL, INC.
CIK 0001355304
Entity typeother
Related Parties
1- filerCIK 0001429555
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 1:40 PM ET
- Size
- 8.9 KB