5//SEC Filing
SHAW JEROME 5
Accession 0001140361-12-050806
CIK 0000103872other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 2:54 PM ET
Size
13.1 KB
Accession
0001140361-12-050806
Insider Transaction Report
Form 5
SHAW JEROME
EXECUTIVE V.P. AND SECRETARY10% Owner
Transactions
- Gift
Common Stock, $0.10 par value
2012-03-05−300,000→ 1,616,194 total
Holdings
- 2,578(indirect: By ESOP)
Common Stock, $0.10 par value
- 24,721(indirect: By 401(k))
Common Stock, $0.10 par value
- 354,375(indirect: By Trust)
Common Stock, $0.10 par value
- 9,825(indirect: By Spouse)
Common Stock, $0.10 par value
- 239,659(indirect: By GRATs)
Common Stock, $0.10 par value
- 8,000
Employee Stock Option (Right to Buy)
Exercise: $6.39Exp: 2019-04-06→ Common Stock $.10 par value (8,000 underlying)
Footnotes (7)
- [F1]Column 5 of Table 1 gives effect to all transactions, including Employee Stock Ownership Plan ("ESOP") distributions, 401(k) Plan contributions and distributions and contributions to, and all annuity distributions from, Grantor Retained Annuity Trusts ("GRATs") created by the reporting person through the end of the Issuer's fiscal year rather than the date set forth in Column 2. Amounts in Column 5 reflect holdings at the end of the Issuer's fiscal year rather than the date set forth in Column 2. Certain of the transactions may not be reportable and, therefore, amounts shown in Column 5 may not foot to the amount previously reported as owned.
- [F2]Held by GRATs created by the reporting person and of which the reporting person is the sole trustee and sole annuitant. Contributions to the GRATs by, and annuity distributions to, the reporting person are exempt from reporting pursuant to Rule 16a-13. The shares owned at the end of the fiscal year given effect to all contributions made to, and all annuity distributions received from, the GRATs since last reported.
- [F3]Held in the reporting person's ESOP account in the Company Savings Plan as of October 28, 2012. Gives effect to ESOP distributions since last reported which are exempt from reporting pursuant to Rule 16a-13.
- [F4]Held in the reporting person's Stock Fund under the reporting person's 401(k) Plan account in the Company Savings Plan as of October 28, 2012. Gives effect to 401(k) Plan contributions and distributions which are exempt from reporting pursuant to Rules 16a-3(f)(1)(i)(b) and 16a-13, respectively, since last reported.
- [F5]Held by the reporting person and his spouse as co-trustees of a trust for the benefit of the daughter of the reporting person.
- [F6]The filing of this statement shall not be construed as an admission that the reporting person is, for the purpose of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities.
- [F7]The option is exercisable in 20% annual installments, on a cumulative basis, commencing April 7, 2010, one year after the date of grant of the option.
Documents
Issuer
VOLT INFORMATION SCIENCES, INC.
CIK 0000103872
Entity typeother
Related Parties
1- filerCIK 0001007671
Filing Metadata
- Form type
- 5
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 2:54 PM ET
- Size
- 13.1 KB