SAGER ERICH 4
4 · Raptor Pharmaceutical Corp · Filed Dec 18, 2012
Insider Transaction Report
Form 4
SAGER ERICH
Director
Transactions
- Exercise/Conversion
Stock options (right to buy)
2012-12-17−5,828→ 497,328 totalExercise: $2.57From: 2007-12-14Exp: 2017-06-13→ Common Stock (5,828 underlying) - Sale
Common Stock
2012-12-17$5.43/sh−10,984$59,643→ 111,998 total - Exercise/Conversion
Stock options (right to buy)
2012-12-17−1,797→ 495,531 totalExercise: $2.02From: 2010-09-09Exp: 2020-03-08→ Common Stock (1,797 underlying) - Exercise/Conversion
Common Stock
2012-12-17$2.57/sh+9,187$23,611→ 121,185 total - Exercise/Conversion
Common Stock
2012-12-17$2.02/sh+1,797$3,630→ 122,982 total - Sale
Common Stock
2012-12-17$5.35/sh−3,924$20,993→ 108,074 total - Exercise/Conversion
Stock options (right to buy)
2012-12-17−3,359→ 503,156 totalExercise: $2.57From: 2006-11-26Exp: 2016-05-25→ Common Stock (3,359 underlying)
Footnotes (6)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 12, 2012.
- [F2]Original option grant vests 6/36ths on November 26, 2006 and 1/36th per month thereafter.
- [F3]Original option grants vests 6/48ths on December 14, 2007 and 1/48th per month thereafter.
- [F4]Original option grants vests 6/48ths on September 9, 2010 and 1/48th per month thereafter.
- [F5]This transaction was executed in multiple trades at prices ranging from $5.34 to $5.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was executed in multiple trades at prices ranging from $5.32 to $5.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.