4//SEC Filing
SAGER ERICH 4
Accession 0001140361-12-051797
CIK 0001070698other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 9:23 PM ET
Size
17.1 KB
Accession
0001140361-12-051797
Insider Transaction Report
Form 4
SAGER ERICH
Director
Transactions
- Exercise/Conversion
Stock options (right to buy)
2012-12-17−5,828→ 497,328 totalExercise: $2.57From: 2007-12-14Exp: 2017-06-13→ Common Stock (5,828 underlying) - Sale
Common Stock
2012-12-17$5.43/sh−10,984$59,643→ 111,998 total - Exercise/Conversion
Stock options (right to buy)
2012-12-17−1,797→ 495,531 totalExercise: $2.02From: 2010-09-09Exp: 2020-03-08→ Common Stock (1,797 underlying) - Exercise/Conversion
Common Stock
2012-12-17$2.57/sh+9,187$23,611→ 121,185 total - Exercise/Conversion
Common Stock
2012-12-17$2.02/sh+1,797$3,630→ 122,982 total - Sale
Common Stock
2012-12-17$5.35/sh−3,924$20,993→ 108,074 total - Exercise/Conversion
Stock options (right to buy)
2012-12-17−3,359→ 503,156 totalExercise: $2.57From: 2006-11-26Exp: 2016-05-25→ Common Stock (3,359 underlying)
Footnotes (6)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 12, 2012.
- [F2]Original option grant vests 6/36ths on November 26, 2006 and 1/36th per month thereafter.
- [F3]Original option grants vests 6/48ths on December 14, 2007 and 1/48th per month thereafter.
- [F4]Original option grants vests 6/48ths on September 9, 2010 and 1/48th per month thereafter.
- [F5]This transaction was executed in multiple trades at prices ranging from $5.34 to $5.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was executed in multiple trades at prices ranging from $5.32 to $5.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
Raptor Pharmaceutical Corp
CIK 0001070698
Entity typeother
Related Parties
1- filerCIK 0001243489
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 9:23 PM ET
- Size
- 17.1 KB