4//SEC Filing
Kim Stephen 4
Accession 0001140361-12-052201
CIK 0001320947other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 5:19 PM ET
Size
9.3 KB
Accession
0001140361-12-052201
Insider Transaction Report
Form 4
Kim Stephen
VP, General Counsel
Transactions
- Award
Common Stock
2012-12-19+5,112→ 55,628 total - Award
Common Stock
2012-12-19+10,224→ 65,852 total - Award
Employee Stock Option (right to buy)
2012-12-19+29,892→ 29,892 totalExercise: $14.67Exp: 2022-12-18→ Common Stock (29,892 underlying)
Footnotes (3)
- [F1]Shares will vest, and the Issuer's right to repurchase the shares will lapse, over the 48-month period beginning on December 19, 2012, with one-fourth of the shares vesting every 12 months from that date, provided the executive officer remains in continuous service as an employee or consultant through each such date.
- [F2]Shares will vest, and the issuer's right to repurchase the shares will lapse, on December 19, 2016, provided that all or a portion of such shares may vest earlier upon satisfaction of performance conditions related to the Board determination that adjusted EBITDA performance has exceeded targets after two or three years, and provided that the executive officer remains in continuous service as an employee or consultant through such date.
- [F3]Options will vest and become exercisable as to one-fourth of the shares on December 19, 2013, and the remainder will vest and become exercisable ratably each calendar quarter over the following 36-month period, provided the executive officer remains in continuous service as an employee or consultant through each such date.
Documents
Issuer
Diamond Foods Inc
CIK 0001320947
Entity typeother
Related Parties
1- filerCIK 0001424319
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 5:19 PM ET
- Size
- 9.3 KB