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Home/Filings/4/0001140361-13-003184
4//SEC Filing

Conway Bruce C. 4

Accession 0001140361-13-003184

CIK 0001285550other
View on SEC.govCompany Profile

Filed

Jan 24, 7:00 PM ET

Accepted

Jan 25, 5:17 PM ET

Size

16.2 KB

Accession

0001140361-13-003184

Insider Transaction Report

Form 4
Period: 2013-01-25
MRI INTERVENTIONS, INC.MRIC
Conway Bruce C.
Director
Transactions
  • Purchase

    Warrants (right to buy)

    2013-01-25+50,000→ 50,000 total
    Exercise: $1.75From: 2013-01-25Exp: 2018-01-25→ Common Stock (50,000 underlying)
  • Purchase

    Common Stock

    2013-01-25+100,000→ 2,023,883 total
Holdings

  • Common Stock

    (indirect: By Trust)
    16,500

  • Common Stock

    (indirect: By Trust)
    406,137

  • Common Stock

    (indirect: By Trust)
    25,000

  • Common Stock

    (indirect: By Trust)
    17,000

  • Common Stock

    (indirect: By Trust)
    406,137

  • Common Stock

    (indirect: By Trust)
    406,137

  • Common Stock

    (indirect: By Trust)
    17,000

  • Common Stock

    (indirect: By Spouse)
    239,000

  • Common Stock

    (indirect: By Trust)
    16,500

  • Common Stock

    (indirect: By Trust)
    17,000

  • Common Stock

    (indirect: By Trust)
    16,500
Footnotes (8)
  • [F1]The reported securities are included within 100,000 units purchased by the reporting person for $1.20 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.5 share of common stock.
  • [F2]Includes 32,891 shares held jointly with spouse and 4,950 shares held in an IRA.
  • [F3]Includes 1,500 shares held through an IRA.
  • [F4]These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
  • [F5]These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
  • [F6]These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
  • [F7]The shares subject to this warrant are immediately exercisable.
  • [F8]The reported securities are included within 100,000 units purchased by the reporting person for $1.20 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.5 share of common stock.

Documents

1 file

Issuer

MRI INTERVENTIONS, INC.

CIK 0001285550

→
Entity typeother

Related Parties

1
  • filerCIK 0001540091

Filing Metadata

Form type
4
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 5:17 PM ET
Size
16.2 KB
View on SEC.gov