Home/Filings/4/0001140361-13-003363
4//SEC Filing

WALKER WILLIAM H JR 4

Accession 0001140361-13-003363

CIK 0001089819other

Filed

Jan 27, 7:00 PM ET

Accepted

Jan 28, 4:02 PM ET

Size

7.5 KB

Accession

0001140361-13-003363

Insider Transaction Report

Form 4
Period: 2013-01-24
Transactions
  • Award

    Phantom Stock

    2013-01-24+1,59644,205 total
    Common Stock, $1.00 par (1,596 underlying)
Holdings
  • Common Stock, $1.00 par

    83,544.403
Footnotes (3)
  • [F1]Includes 25.311 shares acquired through the Cleco Corporation Dividend Reinvestment Plan on November 20, 2012.
  • [F2]The shares of phantom stock relate to shares of restricted stock granted under the Cleco Corporation Long-Term Incentive Compensation Plan. No separate value was exchanged for these shares. Except as expressly provided in the grant letter relating to these shares of restricted stock, such shares cannot be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of by the reporting person prior to January 24, 2019. The reporting person has elected to defer receipt of these shares of restricted stock under the Cleco Corporation Deferred Compensation Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Cleco Corporation common stock.
  • [F3]Includes 11,484 shares of phantom stock (not subject to restrictions) related to dividend reinvestment on shares of phantom stock pursuant to the terms and provisions of the Plan. Includes (a) 2,140 shares of phantom stock subject to restrictions that lapse on January 25, 2014; (b) 2,544 shares of phantom stock subject to restrictions that lapse on January 30, 2015; (c) 2,149 shares of phantom stock subject to restrictions that lapse on January 29, 2016; (d) 1,898 shares of phantom stock subject to restrictions that lapse on January 28, 2017; (e) 1,717 shares of phantom stock subject to restrictions that lapse on January 27, 2018 and (f) 1,596 shares of phantom stock subject to restrictions that lapse on January 24, 2019.

Documents

1 file

Issuer

CLECO CORP

CIK 0001089819

Entity typeother

Related Parties

1
  • filerCIK 0001186071

Filing Metadata

Form type
4
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 4:02 PM ET
Size
7.5 KB