Home/Filings/4/0001140361-13-006494
4//SEC Filing

Alexander Susan 4

Accession 0001140361-13-006494

CIK 0000823094other

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 5:23 PM ET

Size

8.4 KB

Accession

0001140361-13-006494

Insider Transaction Report

Form 4
Period: 2013-02-11
Alexander Susan
EVP & WW Head of HR
Transactions
  • Exercise/Conversion

    Common Stock

    2013-02-11+3,61926,564 total
  • Exercise/Conversion

    Restricted Stock Units

    2013-02-113,6190 total
    Common Stock (3,619 underlying)
  • Tax Payment

    Common Stock

    2013-02-111,44125,123 total
Footnotes (4)
  • [F1]Not Applicable
  • [F2]Granted pursuant to the Issuer's Restricted Stock Unit Plan
  • [F3]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
  • [F4]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.

Documents

1 file

Issuer

SOTHEBYS

CIK 0000823094

Entity typeother

Related Parties

1
  • filerCIK 0001312750

Filing Metadata

Form type
4
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 5:23 PM ET
Size
8.4 KB