5//SEC Filing
Schrader-Hausmann Uwe 5
Accession 0001140361-13-006644
CIK 0001044435other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 10:06 AM ET
Size
20.8 KB
Accession
0001140361-13-006644
Insider Transaction Report
Form 5
ACTIVE POWER INCACPW
Schrader-Hausmann Uwe
VP of Technical Services
Transactions
- Exercise/Conversion
Common Stock
2012-05-17+563→ 3,263 total - Tax Payment
Common Stock
2012-05-17$3.85/sh−254$978→ 3,009 total - Exercise/Conversion
Common Stock
2012-08-17+562→ 3,571 total - Tax Payment
Common Stock
2012-08-17$4.20/sh−253$1,063→ 3,318 total - Exercise/Conversion
Common Stock
2012-11-17+563→ 3,881 total - Tax Payment
Common Stock
2012-11-17$3.00/sh−254$762→ 3,627 total - Exercise/Conversion
Restricted Stock Units
2012-05-17−563→ 8,437 total→ Common Stock (563 underlying) - Exercise/Conversion
Restricted Stock Units
2012-08-17−562→ 7,875 total→ Common Stock (562 underlying) - Exercise/Conversion
Restricted Stock Units
2012-11-17−563→ 7,312 total→ Common Stock (563 underlying)
Footnotes (4)
- [F1]Shares issued upon the vesting of restricted stock units.
- [F2]All amounts included herein have been adjusted to reflect the reverse stock split of Active Power Inc.'s outstanding Common Stock at a reverse split ratio of five-for-one effective as of 5:00 p.m. EST on December 21, 2012.
- [F3]Each restricted stock unit represents a contingent right to receive one share of common stock.
- [F4]With continued service, the restricted stock units, representing a right to receive a total of 9,000 shares, vest in a series of sixteen equal quarterly installments upon the completion of each quarter beginning in 5/17/2012. Vested shares are delivered to the reporting person as soon as practicable after vesting, but in each case within the period ending no later than the later of the 15th day of the 3rd month following the end of the (i) fiscal year or the (ii) calendar year, which in either case includes the vesting date.
Documents
Issuer
ACTIVE POWER INC
CIK 0001044435
Entity typeother
Related Parties
1- filerCIK 0001418471
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 10:06 AM ET
- Size
- 20.8 KB