ACTIVE POWER INC·5

Feb 14, 10:18 AM ET

Olsen Martin T. 5

5 · ACTIVE POWER INC · Filed Feb 14, 2013

Insider Transaction Report

Form 5
Period: 2012-12-31
Olsen Martin T.
VP of Business Development
Transactions
  • Exercise/Conversion

    Common Stock

    2012-05-17+8752,275 total
  • Tax Payment

    Common Stock

    2012-05-17$3.85/sh231$8892,044 total
  • Exercise/Conversion

    Common Stock

    2012-08-17+8752,919 total
  • Tax Payment

    Common Stock

    2012-08-17$4.20/sh231$9702,688 total
  • Exercise/Conversion

    Common Stock

    2012-11-17+8753,563 total
  • Tax Payment

    Common Stock

    2012-11-17$3.00/sh231$6933,332 total
  • Exercise/Conversion

    Restricted Stock Units

    2012-05-1787513,125 total
    Common Stock (875 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2012-08-1787512,250 total
    Common Stock (875 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2012-11-1787511,375 total
    Common Stock (875 underlying)
Footnotes (4)
  • [F1]Shares issued upon the vesting of restricted stock units.
  • [F2]All amounts included herein have been adjusted to reflect the reverse stock split of Active Power Inc.'s outstanding Common Stock at a reverse split ratio of five-for-one effective as of 5:00 p.m. EST on December 21, 2012.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of common stock.
  • [F4]With continued service, the restricted stock units, representing a right to receive a total of 14,000 shares, vest in a series of sixteen equal quarterly installments upon the completion of each quarter beginning in 5/17/2012. Vested shares are delivered to the reporting person as soon as practicable after vesting, but in each case within the period ending no later than the later of the 15th day of the 3rd month following the end of the (i) fiscal year or the (ii) calendar year, which in either case includes the vesting date.

Documents

1 file
  • 5
    doc1.xmlPrimary

    FORM 5