4//SEC Filing
FRANKLIN COVEY CO 4
Accession 0001140361-13-009059
$FCCIK 0000886206operating
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 11:49 AM ET
Size
9.3 KB
Accession
0001140361-13-009059
Insider Transaction Report
Form 4
MCNAMARA DONALD J
Director
Transactions
- Exercise of In-Money
Common stock
2013-02-21+439,116→ 3,212,805 total(indirect: see footnote) - Exercise of In-Money
Warrant to purchase common stock
2013-02-21−1,000,000→ 0 total(indirect: see footnote)Exercise: $8.00From: 2006-03-09Exp: 2013-03-08→ common shares (1,000,000 underlying)
Holdings
- 364,035
Common stock
Footnotes (5)
- [F1]The shares were acquired on a partial net exercise of a warrant. The right to purchase 1,000,000 common shares was surrendered in exchange for 439,116 common shares.
- [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for the purpose of Secton 16 or for any other purpose.
- [F3]Owned by Knowledge Capital Investment Group. The reporting person is a principal of the Hampstead Group, LLC, the private investment firm that sponsors Knowledge Capital Investment Group.
- [F4]The warrant may be exercised by net exercise basis in which the right to purchase a number of shares of common stock is surrendered in exchange for a smaller number of shares having a market value equal to the spread between the market value and the exercise price of the shares that could be acquired by paying the case exercise price.
- [F5]The warrants were issued in a reclassification in which each share of Series A Preferred Stock of the Issuer was reclassified into four shares of Series A Preferred Stock (nonconvertible) of the Issuer and a warrant to puchase shares of common stock of the Issuer. The Issuer redeemed all of its outstanding Series A Preferred Stock in 2007.
Documents
Issuer
FRANKLIN COVEY CO
CIK 0000886206
Entity typeoperating
IncorporatedUT
Related Parties
1- filerCIK 0000886206
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 11:49 AM ET
- Size
- 9.3 KB