4/A//SEC Filing
Moran Matthew F 4/A
Accession 0001140361-13-009462
CIK 0001541119other
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 6:06 PM ET
Size
15.5 KB
Accession
0001140361-13-009462
Insider Transaction Report
Form 4/AAmended
Moran Matthew F
EVP / Chief Credit Officer
Transactions
- Other
Stock Option (Right to Buy)
2012-08-22+5,682→ 11,364 totalExercise: $9.72Exp: 2019-01-27→ Common Stock (5,682 underlying) - Other
Stock Option (Right to Buy)
2012-08-22+4,473→ 15,837 totalExercise: $8.49Exp: 2022-02-28→ Common Stock (4,473 underlying) - Discretionary Transaction
Common Stock
2012-08-22$10.00/sh+4,900$49,000→ 4,900 total(indirect: By 401(k)) - Other
Common Stock
2012-08-22+1,733→ 6,633 total(indirect: ESOP) - Other
Common Stock
2012-08-22+4,304→ 10,937 total - Other
Stock Option (Right to Buy)
2012-08-22+5,682→ 5,682 totalExercise: $8.41Exp: 2019-01-27→ Common Stock (5,682 underlying)
Footnotes (4)
- [F1]In accordance with the Plan of Conversion and Reorganization of Sound Community MHC, effective August 22, 2012, each outstanding share of common stock of Sound Financial, Inc. was exchanged for 0.87423 shares of Sound Financial Bancorp, Inc. common stock.
- [F2]In accordance with the Plan of Conversion and Reorganization of Sound Community MHC, effective August 22, 2012, each outstanding option for a share of Sound Financial, Inc. common stock was exchanged for a stock option for 0.87423 shares of Sound Financial Bancorp, Inc., rounded down to the nearest share. The exercise price was determined by dividing the original exercise price of the exchange option by the 0.87423 exchange ratio.
- [F3]Options vest in five equal installments beginning on January 27, 2010.
- [F4]Options vest in five equal installments beginning on February 28, 2013.
Documents
Issuer
Sound Financial Bancorp, Inc.
CIK 0001541119
Entity typeother
Related Parties
1- filerCIK 0001410556
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 6:06 PM ET
- Size
- 15.5 KB