Moran Matthew F 4/A

4/A · Sound Financial Bancorp, Inc. · Filed Feb 26, 2013

Form 4/AAmended

Period: 2012-08-22

EVP / Chief Credit Officer

Transactions

Other
Stock Option (Right to Buy)
2012-08-22+5,682→ 11,364 total
Exercise: $9.72Exp: 2019-01-27→ Common Stock (5,682 underlying)
Other
Stock Option (Right to Buy)
2012-08-22+4,473→ 15,837 total
Exercise: $8.49Exp: 2022-02-28→ Common Stock (4,473 underlying)
Discretionary Transaction
Common Stock
2012-08-22$10.00/sh+4,900$49,000→ 4,900 total(indirect: By 401(k))
Other
Common Stock
2012-08-22+1,733→ 6,633 total(indirect: ESOP)
Other
Common Stock
2012-08-22+4,304→ 10,937 total
Other
Stock Option (Right to Buy)
2012-08-22+5,682→ 5,682 total
Exercise: $8.41Exp: 2019-01-27→ Common Stock (5,682 underlying)

Footnotes (4)

[F1]In accordance with the Plan of Conversion and Reorganization of Sound Community MHC, effective August 22, 2012, each outstanding share of common stock of Sound Financial, Inc. was exchanged for 0.87423 shares of Sound Financial Bancorp, Inc. common stock.
[F2]In accordance with the Plan of Conversion and Reorganization of Sound Community MHC, effective August 22, 2012, each outstanding option for a share of Sound Financial, Inc. common stock was exchanged for a stock option for 0.87423 shares of Sound Financial Bancorp, Inc., rounded down to the nearest share. The exercise price was determined by dividing the original exercise price of the exchange option by the 0.87423 exchange ratio.
[F3]Options vest in five equal installments beginning on January 27, 2010.
[F4]Options vest in five equal installments beginning on February 28, 2013.

Documents

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