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4//SEC Filing

Zhang Davis 4

Accession 0001140361-13-009864

CIK 0001051627other

View on SEC.gov Company Profile

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 6:07 PM ET

Size

9.4 KB

Accession

0001140361-13-009864

Insider Transaction Report

Form 4

Period: 2013-02-28

President , JV Operations

Transactions

Sale
Common Stock
2013-02-28$2.87/sh−171,575$492,420→ 109,813 total
Sale
Common Stock
2013-02-28$2.83/sh−1,325$3,750→ 108,488 total
Exercise/Conversion
Common Stock
2013-02-28$1.38/sh+172,900$238,602→ 281,388 total
Exercise/Conversion
Stock options (right to buy)
2013-02-28$1.38/sh−172,900$238,602→ 572,750 total
Exercise: $1.38From: 2007-07-21Exp: 2013-07-21→ Common Stock (172,900 underlying)

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

AXT INC

CIK 0001051627

Entity typeother

Related Parties

1

filerCIK 0001319931

Filing Metadata

Form type: 4
Filed: Feb 27, 7:00 PM ET
Accepted: Feb 28, 6:07 PM ET
Size: 9.4 KB

View on SEC.gov