4//SEC Filing
Kaufman Michael A 4
Accession 0001140361-13-010120
CIK 0000730716other
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 5:35 PM ET
Size
34.9 KB
Accession
0001140361-13-010120
Insider Transaction Report
Form 4
ZYGO CORPZIGO
SUSSMAN S DONALD
10% Owner
Transactions
- Purchase
Common Stock
2013-02-27$14.60/sh+250,000$3,650,000→ 433,890 total
MAK CAPITAL ONE LLC
10% Owner
Transactions
- Purchase
Common Stock
2013-02-27$14.60/sh+250,000$3,650,000→ 433,890 total
MAK Capital Fund LP
10% Owner
Transactions
- Purchase
Common Stock
2013-02-27$14.60/sh+250,000$3,650,000→ 433,890 total
MAK-ro Capital Master Fund LP
10% Owner
Transactions
- Purchase
Common Stock
2013-02-27$14.60/sh+250,000$3,650,000→ 433,890 total
Kaufman Michael A
10% Owner
Transactions
- Purchase
Common Stock
2013-02-27$14.60/sh+250,000$3,650,000→ 433,890 total
Footnotes (3)
- [F1]Reflects the transactions of securities owned directly by MAK-ro Capital Master Fund LP (the "MAK-ro Fund").
- [F2]MAK Capital Fund LP ("MAK Capital Fund") directly owns 3,073,785 shares of common stock. Paloma International L.P. ("Paloma") through its subsidiary, Sunrise Partners Limited Partnership, directly owns 740,183 shares of common stock. MAK Capital One LLC ("MAK Capital One") acts as the investment manager of MAK Capital Fund, MAK-ro Fund and Paloma with respect to the securities reported herein. Michael A. Kaufman is the managing member of MAK Capital One and the controlling person of MAK Capital Fund and MAK-ro Fund. S. Donald Sussman is the controlling person of Paloma.
- [F3]MAK Capital One and Michael A. Kaufman may be deemed to indirectly beneficially own the shares of common stock held by MAK Capital Fund, MAK-ro Fund and Paloma. Mr. Sussman may be deemed to indirectly beneficially own the shares of common stock held by Paloma. For purposes of this Form 4, MAK Capital One, Mr. Kaufman and Mr. Sussman each disclaims beneficial ownership of the shares of common stock owned by MAK Capital Fund, MAK-ro Fund and Paloma, except to the extent of their pecuniary interest therein.
Documents
Issuer
ZYGO CORP
CIK 0000730716
Entity typeother
Related Parties
1- filerCIK 0001426157
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 5:35 PM ET
- Size
- 34.9 KB