BROCK J DON 4
4 · ASTEC INDUSTRIES INC · Filed Mar 4, 2013
Insider Transaction Report
Form 4
BROCK J DON
DirectorPresident & CEO10% Owner
Transactions
- Tax Payment
Common Stock
2013-02-28$35.02/sh−2,306$80,756→ 36,351 total
Holdings
- 44,475(indirect: By Trust)
Common Stock
- 43,055.572
Phantom Stock
→ Common Stock (43,055.572 underlying) - 2,069,117
Common Stock
Footnotes (3)
- [F1]Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 2,306 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 9,000 RSUs.
- [F2]Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
- [F3]Total amount includes 6,694 shares issued upon vesting of RSUs on February 28, 2013.