4//SEC Filing
PETTY JAMES C 4
Accession 0001140361-13-010693
CIK 0001060822other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:28 PM ET
Size
30.7 KB
Accession
0001140361-13-010693
Insider Transaction Report
Form 4
CARTERS INCCRI
PETTY JAMES C
President Retail Stores
Transactions
- Sale
Common Stock
2013-03-01$56.00/sh−14,601$817,656→ 22,500 total - Exercise/Conversion
Common Stock
2013-03-01$18.14/sh+12,500$226,750→ 35,000 total - Exercise/Conversion
Common Stock
2013-03-01$28.04/sh+10,500$294,420→ 33,000 total - Exercise/Conversion
Employee Stock Option (Right to Purchase)
2013-03-01+12,500→ 6,250 totalExercise: $18.14Exp: 2019-03-12→ Common Stock (12,500 underlying) - Exercise/Conversion
Common Stock
2013-03-01$14.18/sh+56,250$797,625→ 78,750 total - Sale
Common Stock
2013-03-01$55.59/sh−56,250$3,126,938→ 22,500 total - Sale
Common Stock
2013-03-01$55.59/sh−12,500$694,875→ 22,500 total - Sale
Common Stock
2013-03-01$55.59/sh−10,500$583,695→ 22,500 total - Exercise/Conversion
Common Stock
2013-03-01$28.44/sh+6,000$170,640→ 28,500 total - Sale
Common Stock
2013-03-01$55.59/sh−6,000$333,540→ 22,500 total - Exercise/Conversion
Common Stock
2013-03-01$42.61/sh+2,000$85,220→ 24,500 total - Sale
Common Stock
2013-03-01$55.59/sh−2,000$111,180→ 22,500 total - Exercise/Conversion
Employee Stock Option (Right to Purchase)
2013-03-01+56,250→ 0 totalExercise: $14.18Exp: 2018-07-01→ Common Stock (56,250 underlying) - Exercise/Conversion
Employee Stock Option (Right to Purchase)
2013-03-01+6,000→ 6,000 totalExercise: $28.44Exp: 2021-02-24→ Common Stock (6,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Purchase)
2013-03-01+10,500→ 5,250 totalExercise: $28.04Exp: 2020-02-16→ Common Stock (15,750 underlying) - Exercise/Conversion
Employee Stock Option (Right to Purchase)
2013-03-01+2,000→ 6,000 totalExercise: $42.61Exp: 2022-02-22→ Common Stock (2,000 underlying)
Footnotes (5)
- [F1]This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $55.52 to $56.00, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F2]These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.
- [F3]All these options were exercisable as of the trade date.
- [F4]Granted at no cost to the reporting person.
- [F5]These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.
Documents
Issuer
CARTERS INC
CIK 0001060822
Entity typeother
Related Parties
1- filerCIK 0001191898
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:28 PM ET
- Size
- 30.7 KB