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4//SEC Filing

GARRETT THOMAS L 4

Accession 0001140361-13-011499

CIK 0000018172other
View on SEC.govCompany Profile

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 3:25 PM ET

Size

13.8 KB

Accession

0001140361-13-011499

Insider Transaction Report

Form 4
Period: 2013-03-06
CASTLE A M & COCAS
GARRETT THOMAS L
President, Total Plastics, Inc
Transactions
  • Tax Payment

    Common Stock

    2013-03-06$16.29/sh−874$14,237→ 15,538 total
  • Exercise/Conversion

    Performance Share Units

    2013-03-06−2,370→ 0 total
    → Common Stock (2,370 underlying)
  • Award

    Restricted Stock Units

    2013-03-06+2,900→ 2,900 total
    → Common Stock (2,900 underlying)
  • Sale

    Common Stock

    2013-03-06$16.19/sh−1,500$24,285→ 14,042 total
  • Exercise/Conversion

    Common Stock

    2013-03-06+2,370→ 16,412 total
Holdings

  • Common Stock

    (indirect: See Note)
    8,243.82
Footnotes (6)
  • [F1]This transaction was executed in multiple trades at prices ranging from $16.18 to $16.21 per share. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]Between November 30, 2012 and February 28, 2013, the reporting person acquired 539.77 shares of A.M. Castle & Co. common stock under the A.M. Castle & Co. 401(k) Plan. The information in this report is based upon a plan statement dated as of February 28, 2013.
  • [F3]Shares of common stock acquired pursuant to the payout of a performance share unit grant made on March 18, 2010 (the "PSU").
  • [F4]Each PSU represented a contingent right to receive a share of A.M. Castle & Co. common stock upon achievement of certain total shareholder return ("TSR") performance goals set by the Human Resources Committee of the Board of Directors in 2010. The PSU paid out on March 6, 2013.
  • [F5]Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co.
  • [F6]The restricted stock units vest in full on December 31, 2015, provided the reporting person is employed by A.M. Castle & Co. on the vesting date.

Documents

1 file

Issuer

CASTLE A M & CO

CIK 0000018172

→
Entity typeother

Related Parties

1
  • filerCIK 0001329833

Filing Metadata

Form type
4
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 3:25 PM ET
Size
13.8 KB
View on SEC.gov