Stephens Scott F 4
4 · CASTLE A M & CO · Filed Mar 8, 2013
Insider Transaction Report
Form 4
Stephens Scott F
Vice President, CFO & Treas.
Transactions
- Tax Payment
Common Stock
2013-03-06$16.29/sh−3,192$51,998→ 40,233 total - Award
Restricted Stock Units
2013-03-06+9,600→ 9,600 total→ Common Stock (9,600 underlying) - Exercise/Conversion
Common Stock
2013-03-06+9,704→ 43,425 total - Exercise/Conversion
Performance Share Unit
2013-03-06−9,704→ 0 total→ Common Stock (9,704 underlying)
Footnotes (5)
- [F1]Amount of securities beneficially owned includes a total of 42.5 shares acquired on December 24, 2012, via Registrant's Employee Stock Purchase Plan.
- [F2]Shares of common stock acquired pursuant to the payout of a performance share unit grant made on March 18, 2010 (the "PSU").
- [F3]Each PSU represented a contingent right to receive a share of A.M. Castle & Co. common stock upon achievement of certain total shareholder return ("TSR") performance goals set by the Human Resources Committee of the Board of Directors in 2010. The PSU paid out on March 6, 2013.
- [F4]Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co.
- [F5]The restricted stock units vest in full on December 31, 2015, provided the reporting person is employed by A.M. Castle & Co. on the vesting date.