$CMP·4

COMPASS MINERALS INTERNATIONAL INC · Mar 12, 7:12 PM ET

COMPASS MINERALS INTERNATIONAL INC 4

4 · COMPASS MINERALS INTERNATIONAL INC · Filed Mar 12, 2013

Insider Transaction Report

Form 4
Period: 2013-03-10
CLARK KEITH E
Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2013-03-10+1,97418,441 total
  • Exercise/Conversion

    Common Stock

    2013-03-10+50716,974 total
  • Sale

    Common Stock

    2013-03-11$76.60/sh507$38,83616,467 total
  • Sale

    Common Stock

    2013-03-11$76.73/sh1,974$151,46516,467 total
  • Exercise/Conversion

    Restricted Stock Unit

    2013-03-101,9740 total
    Exercise: $0.00From: 2013-03-10Exp: 2013-03-10Common Stock (1,974 underlying)
  • Award

    Stock Option (Right to Buy)

    2013-03-11+4,8394,839 total
    Exercise: $76.99From: 2014-03-11Exp: 2020-03-11Common Stock (4,839 underlying)
  • Award

    Performance Stock Unit

    2013-03-11+1,4471,447 total
    Exercise: $0.00From: 2016-03-11Exp: 2016-03-11Common Stock (1,447 underlying)
  • Award

    Restricted Stock Unit

    2013-03-11+1,9481,948 total
    Exercise: $0.00From: 2016-03-11Exp: 2016-03-11Common Stock (1,948 underlying)
  • Exercise/Conversion

    Performance Share Unit

    2013-03-105070 total
    Exercise: $0.00From: 2013-03-10Exp: 2013-03-10Common Stock (507 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $78.51From: 2011-03-10Exp: 2017-03-10Common Stock (5,524 underlying)
    5,524
  • Performance Share Unit

    Exercise: $0.00From: 2014-03-10Exp: 2014-03-10Common Stock (1,172 underlying)
    1,172
  • Performance Stock Unit

    Exercise: $0.00From: 2015-03-12Exp: 2015-03-12Common Stock (1,477 underlying)
    1,477
  • Stock Option (Right to Buy)

    Exercise: $58.99From: 2010-03-10Exp: 2016-03-10Common Stock (8,453 underlying)
    8,453
  • Stock Option (Right to Buy)

    Exercise: $86.47From: 2012-03-10Exp: 2018-03-10Common Stock (3,748 underlying)
    3,748
  • Restricted Stock Unit

    Exercise: $0.00From: 2014-03-10Exp: 2014-03-10Common Stock (1,793 underlying)
    1,793
  • Common Stock

    (indirect: Company 401 (k) Plan)
    305
  • Stock Option (Right to Buy)

    Exercise: $33.44From: 2008-03-12Exp: 2014-03-12Common Stock (2,000 underlying)
    2,000
  • Stock Option (Right to Buy)

    Exercise: $55.12From: 2009-03-10Exp: 2015-03-10Common Stock (8,071 underlying)
    8,071
  • Restricted Stock Unit

    Exercise: $0.00From: 2015-03-12Exp: 2015-03-12Common Stock (2,162 underlying)
    2,162
  • Stock Option (Right to Buy)

    Exercise: $71.69From: 2013-03-12Exp: 2019-03-12Common Stock (4,715 underlying)
    4,715
Footnotes (10)
  • [F1]The 1,974 shares were traded in blocks ranging in price from $76.19 to $77.02. $76.73 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
  • [F10]The grant amount of 1,447 PSUs assumes 100% vesting. Since payout for PSUs can range from 0% to 150%, the maximum number of shares that could vest and be distributed is 2,170.
  • [F2]The 507 shares were traded in blocks ranging in price from $76.41 to $76.88. $76.60 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
  • [F3]The information in this report is based on a 401(k) plan statement dated as of 03/08/2013.
  • [F4]All Restricted Stock Units have a conversion price of $0.00.
  • [F5]Restricted Stock Units granted: 3 year cliff vest on 3-11-2016, provided performance threshold satisfied.
  • [F6]Stock options granted: vesting 25% after year one and then 25% per year thereafter.
  • [F7]Two shares forfeited based on performance threshold under award agreement.
  • [F8]All Performance Stock Units have a conversion price of $0.00.
  • [F9]Performance Stock Units are divided into three approximately equal tranches, each having a performance period of one year. On the third anniversary of the grant date, PSUs vest based on achievement of total shareholder return ("TSR") performance goals for each tranche. Payout for vested PSUs ranges from 0% to 150% based on the Company's TSR percentile compared to the TSR of the companies comprising a market index. TSR is measured generally as the increase or decrease in the market value of Company common stock including the reinvestment of dividends. If a participant terminates employment prior to the third anniversary of the grant date, the PSUs will be forfeited except in the case of death or disability. Dividend equivalents are paid on PSUs earned in a year, subject to restrictions. PSUs have no voting rights.

Documents

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    doc1.xmlPrimary

    FORM 4