Mahamedi Abdi 4
4 · LIQUIDMETAL TECHNOLOGIES INC · Filed Mar 14, 2013
Insider Transaction Report
Form 4
Mahamedi Abdi
Director10% Owner
Transactions
- Other
Common Stock
2013-02-06$0.10/sh+2,856,747$285,675→ 8,077,772 total(indirect: See Footnote 2) - Other
Common Stock
2013-02-28$0.22/sh+3,105,096$683,121→ 9,327,273 total - Conversion
Series A-2 Preferred Stock
2013-02-06−144,495→ 0 total(indirect: See Footnote 2)Exercise: $0.22→ Common Stock (3,860,696 underlying) - Other
Common Stock
2013-02-06$0.22/sh+3,860,696$849,353→ 11,938,468 total(indirect: See Footnote 2) - Conversion
Series A-1 Preferred Stock
2013-02-28−10,000→ 0 totalExercise: $0.10→ Common Stock (565,344 underlying) - Conversion
Series A-2 Preferred Stock
2013-02-28−116,215→ 0 totalExercise: $0.22→ Common Stock (3,105,096 underlying) - Conversion
Series A-1 Preferred Stock
2013-02-06−48,600→ 0 total(indirect: See Footnote 2)Exercise: $0.10→ Common Stock (2,856,747 underlying) - Other
Common Stock
2013-02-28$0.10/sh+565,344$56,534→ 6,222,177 total
Footnotes (6)
- [F1]On February 6, 2013, the reporting person converted 48,600 shares of Series A-1 Preferred Stock in accordance with the terms described in the Amended and Restated Certificate of Designations, Preferences and Rights of Series A Preferred Stock of the issuer.
- [F2]Shares indirectly held in the name of Carlyle Holdings, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.
- [F3]On February 6, 2013, the reporting person converted 144,495 shares of Series A-2 Preferred Stock in accordance with the terms described in the Amended and Restated Certificate of Designations, Preferences and Rights of Series A Preferred Stock of the issuer.
- [F4]On February 28, 2013, the reporting person converted 10,000 shares of Series A-1 Preferred Stock in accordance with the terms described in the Amended and Restated Certificate of Designations, Preferences and Rights of Series A Preferred Stock of the issuer.
- [F5]On February 28, 2013, the reporting person converted 116,215 shares of Series A-2 Preferred Stock in accordance with the terms described in the Amended and Restated Certificate of Designations, Preferences and Rights of Series A Preferred Stock of the issuer.
- [F6]Each share of Series A Preferred Stock is convertible into shares of Common Stock at the time and under the circumstances described in the Amended and Restated Certificate of Designations, Preferences and Rights for Series A Preferred Stock of the issuer. The Series A Preferred Stock has no expiration date.