CARTERS INC·4

Mar 19, 5:29 PM ET

PETTY JAMES C 4

4 · CARTERS INC · Filed Mar 19, 2013

Insider Transaction Report

Form 4
Period: 2013-03-15
PETTY JAMES C
President Retail Stores
Transactions
  • Exercise/Conversion

    Common Stock

    2013-03-15$18.14/sh+6,250$113,37527,000 total
  • Sale

    Common Stock

    2013-03-15$57.63/sh6,250$360,18820,750 total
  • Sale

    Common Stock

    2013-03-15$57.37/sh899$51,57620,750 total
  • Exercise/Conversion

    Employee Stock Option (Right to Purchase)

    2013-03-156,2500 total
    Exercise: $18.14Exp: 2019-03-12Common Stock (6,250 underlying)
Footnotes (5)
  • [F1]This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $57.09 to $57.81, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  • [F2]Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
  • [F3]This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $57.01 to $57.95, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  • [F4]All of these options were exercisable as of the trade date.
  • [F5]Granted at no cost to the reporting person.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4