4//SEC Filing
HANSEL HENRY 4
Accession 0001140361-13-014241
CIK 0001145255other
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 8:45 PM ET
Size
9.5 KB
Accession
0001140361-13-014241
Insider Transaction Report
Form 4
HANSEL HENRY
Director
Transactions
- Exercise/Conversion
Stock Option (right to acquire)
2013-03-25−33,750→ 0 totalExercise: $3.55From: 2003-08-06Exp: 2013-08-06→ Common Stock (33,750 underlying) - Exercise/Conversion
Common Stock
2013-03-25$3.55/sh+33,750$119,813→ 115,575 total - Tax Payment
Common Stock
2013-03-25$7.00/sh−17,117$119,819→ 98,458 total
Holdings
- 25,313
Stock Option (right to acquire)
Exercise: $7.11From: 2004-11-03Exp: 2014-11-03→ Common Stock (25,313 underlying)
Footnotes (1)
- [F1]Adjusted for 3-for-2 stock splits in the form of dividends on March 8, 2005, March 7, 2006 and March 7, 2007.
Documents
Issuer
HENNESSY ADVISORS INC
CIK 0001145255
Entity typeother
Related Parties
1- filerCIK 0001165095
Filing Metadata
- Form type
- 4
- Filed
- Mar 26, 8:00 PM ET
- Accepted
- Mar 27, 8:45 PM ET
- Size
- 9.5 KB