SHEEHAN JEREMIAH J 5
5 · UNIVERSAL CORP /VA/ · Filed Apr 23, 2013
Insider Transaction Report
Form 5
SHEEHAN JEREMIAH J
Director
Transactions
- Discretionary Transaction
Common Stock - Dividend Reinvestment Plan
2013-03-31+516→ 3,343 total
Holdings
- 7,367
Deferred stock units 1 for 1
→ Common Stock (7,367 underlying) - 15,091
Restricted stock and restricted stock units
- 7,000
Common Stock
- 2,000
Options to buy common stock
Exercise: $43.12From: 2004-04-28Exp: 2013-10-28→ Common Stock (2,000 underlying)
Footnotes (4)
- [F1]9,650 restricted stock shares were granted for service as a director. Transfer of shares is prohibited and the shares may be forfeited to the Company unless certain specified conditions are met. Also includes 5,100 restricted stock units and 341 dividend equivalent units earned on the restricted stock units. The restricted stock units vest on the third anniversary of the award date, however, payment will be delayed until certain restrictions are met.
- [F2]acquired 4/1/12 through 3/31/13 in the Dividend Reinvestment Plan.
- [F3]grant to director of options to buy shares of common stock under the Universal Corporation 2002 Executive Stock Plan.
- [F4]the deferred stock units are held under the Outside Directors' Deferred Income Plan. Each deferred stock unit will be settled in cash based upon a fixed date payout election or upon death, disability or termination of service, or earlier pursuant to the terms of the Plan.