4//SEC Filing
Sifen Michael D. 4
Accession 0001140361-13-022316
CIK 0000879796other
Filed
May 21, 8:00 PM ET
Accepted
May 22, 4:40 PM ET
Size
8.9 KB
Accession
0001140361-13-022316
Insider Transaction Report
Form 4
Sifen Michael D.
10% Owner
Transactions
- Purchase
Common Stock
2013-03-15$1.50/sh+200,000$300,000→ 640,000 total(indirect: Michael D. Sifen, Inc.) - Purchase
Warrants
2013-03-15+66,667→ 66,667 total(indirect: Michael D. Sifen, Inc.)Exercise: $2.00From: 2013-03-12Exp: 2018-03-15→ 66667 (66,667 underlying)
Holdings
- 498,461
Common Stock
Footnotes (3)
- [F1]Michael D. Sifen, Inc. acquired 200,000 shares of the Issuer on March 15, 2013. Michael D. Sifen is the sole shareholder and President of Michael D. Sifen, Inc. and possesses the power to vote and the power to direct the disposition of all shares of common stock of the Issuer held by Michael D. Sifen, Inc. As a result of the foregoing, pursuant to Section 240.13d-3 of the regulations promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended (the "Regulations"), Michael D. Sifen may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Michael D. Sifen, Inc.
- [F2]Michael D. Sifen, Inc. acquired warrants to purchase shares of common stock of the Issuer on March 15, 2013. The warrants were issued to Michael D. Sifen, Inc. in connection with its purchase of common stock of the Issuer on March 15, 2013.
- [F3]Michael D. Sifen is the sole shareholder and President of Michael D. Sifen, Inc. and possesses the power to vote and the power to direct the disposition of all securities of the Issuer held by Michael D. Sifen, Inc. As a result of the foregoing, pursuant to Section 240.13d-3 of the Regulations, Michael D. Sifen may be deemed to be the beneficial owner of the warrants held by Michael D. Sifen, Inc.
Documents
Issuer
ARI NETWORK SERVICES INC /WI
CIK 0000879796
Entity typeother
Related Parties
1- filerCIK 0001576411
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 4:40 PM ET
- Size
- 8.9 KB