Rich Elizabeth G 4

4 · ORION ENERGY SYSTEMS, INC. · Filed May 30, 2013

Form 4

Period: 2013-05-28

Director

Transactions

Award
Common Stock
2013-05-28+2,075→ 5,666 total
Award
Stock Options (right to buy)
2013-05-28+36,568→ 36,568 total
Exercise: $2.41From: 2013-12-31Exp: 2023-05-28→ Common Stock (36,568 underlying)

Holdings

Stock Options (right to buy)
Exercise: $2.86From: 2011-08-10Exp: 2020-08-10→ Common Stock (19,912 underlying)
19,912
Stock Options (right to buy)
Exercise: $4.19From: 2012-05-23Exp: 2021-05-23→ Common Stock (22,045 underlying)
22,045
Stock Options (right to buy)
Exercise: $2.03From: 2013-06-12Exp: 2022-06-12→ Common Stock (26,646 underlying)
26,646

Footnotes (5)

[F1]Shares granted in lieu of cash for quarterly retainer and annual Committee Chairman fees pursuant to Issuer's 2004 Stock and Incentive Awards Plan.
[F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 10, 2010, vests and becomes exercisable in three equal installments on August 10, 2011, 2012 and 2013, respectively.
[F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vests and becomes exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
[F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vests and becomes exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
[F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vests and becomes exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.

Documents

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