Home/Filings/4/0001140361-13-023292
4//SEC Filing

Rich Elizabeth G 4

Accession 0001140361-13-023292

CIK 0001409375other

Filed

May 29, 8:00 PM ET

Accepted

May 30, 12:06 PM ET

Size

11.7 KB

Accession

0001140361-13-023292

Insider Transaction Report

Form 4
Period: 2013-05-28
Transactions
  • Award

    Common Stock

    2013-05-28+2,0755,666 total
  • Award

    Stock Options (right to buy)

    2013-05-28+36,56836,568 total
    Exercise: $2.41From: 2013-12-31Exp: 2023-05-28Common Stock (36,568 underlying)
Holdings
  • Stock Options (right to buy)

    Exercise: $2.86From: 2011-08-10Exp: 2020-08-10Common Stock (19,912 underlying)
    19,912
  • Stock Options (right to buy)

    Exercise: $4.19From: 2012-05-23Exp: 2021-05-23Common Stock (22,045 underlying)
    22,045
  • Stock Options (right to buy)

    Exercise: $2.03From: 2013-06-12Exp: 2022-06-12Common Stock (26,646 underlying)
    26,646
Footnotes (5)
  • [F1]Shares granted in lieu of cash for quarterly retainer and annual Committee Chairman fees pursuant to Issuer's 2004 Stock and Incentive Awards Plan.
  • [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 10, 2010, vests and becomes exercisable in three equal installments on August 10, 2011, 2012 and 2013, respectively.
  • [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vests and becomes exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
  • [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vests and becomes exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
  • [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vests and becomes exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.

Documents

1 file

Issuer

ORION ENERGY SYSTEMS, INC.

CIK 0001409375

Entity typeother

Related Parties

1
  • filerCIK 0001495923

Filing Metadata

Form type
4
Filed
May 29, 8:00 PM ET
Accepted
May 30, 12:06 PM ET
Size
11.7 KB