4//SEC Filing
LPL Financial Holdings Inc. 4
Accession 0001140361-13-025353
$LPLACIK 0001397911operating
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 6:20 PM ET
Size
12.7 KB
Accession
0001140361-13-025353
Insider Transaction Report
Form 4
BOYCE RICHARD W
Director
Transactions
- Other
Common Stock, par value $0.001 per share
2013-06-12+26,847→ 34,944 total
Footnotes (3)
- [F1]The shares of Common Stock (each, a "Share") of LPL Financial Holdings Inc. (the "Issuer") reported herein were received in a pro rata distribution of Shares from each of TPG Equity IV-A, L.P. ("Equity IV-A") and TPG GenPar IV, L.P. ("GenPar IV"). Of the Shares reported herein, 21,708 Shares were received from GenPar IV and 5,139 Shares were received from Equity IV-A.
- [F2]Mr. Boyce is a TPG partner. TPG is affiliated with each of TPG Holdings I, L.P. ("Holdings I"), which holds 424,827 Shares (the "Holdings I Shares"), and TPG Partners IV, L.P. ("Partners IV"), which holds 20,710,185 Shares (the "Partners IV Shares" and, together with the Holdings I Shares, the "TPG Shares").
- [F3]Mr. Boyce disclaims beneficial ownership of the TPG Shares and any Shares that are or may be beneficially owned by any affiliate of Holdings I or Partners IV. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Boyce is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities of the Issuer directly held by Holdings I, Partners IV or any of their respective affiliates.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001397911
Filing Metadata
- Form type
- 4
- Filed
- Jun 13, 8:00 PM ET
- Accepted
- Jun 14, 6:20 PM ET
- Size
- 12.7 KB