3//SEC Filing
VCVC III LLC 3
Accession 0001140361-13-025841
CIK 0001070081other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 11:59 AM ET
Size
44.8 KB
Accession
0001140361-13-025841
Insider Transaction Report
Form 3
Cougar Investment Holdings LLC
Director
Holdings
- (indirect: By LLC)
Series Four Senior Preferred Stock
Exercise: $0.00→ Common Stock (183,333 underlying) - (indirect: By LLC)
Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (797,102 underlying) Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (101,562 underlying)
VCVC Management III LLC
Director
Holdings
Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (101,562 underlying)- (indirect: By LLC)
Series Four Senior Preferred Stock
Exercise: $0.00→ Common Stock (183,333 underlying) - (indirect: By LLC)
Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (797,102 underlying)
Vulcan Ventures Inc.
Director
Holdings
Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (101,562 underlying)- (indirect: By LLC)
Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (797,102 underlying) - (indirect: By LLC)
Series Four Senior Preferred Stock
Exercise: $0.00→ Common Stock (183,333 underlying)
Holdings
Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (101,562 underlying)- (indirect: By LLC)
Series Four Senior Preferred Stock
Exercise: $0.00→ Common Stock (183,333 underlying) - (indirect: By LLC)
Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (797,102 underlying)
ALLEN PAUL G
Director
Holdings
- (indirect: By LLC)
Series Four Senior Preferred Stock
Exercise: $0.00→ Common Stock (183,333 underlying) Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (101,562 underlying)- (indirect: By LLC)
Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (797,102 underlying)
Holdings
Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (101,562 underlying)- (indirect: By LLC)
Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (797,102 underlying) - (indirect: By LLC)
Series Four Senior Preferred Stock
Exercise: $0.00→ Common Stock (183,333 underlying)
VCVC III LLC
Director
Holdings
- (indirect: By LLC)
Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (797,102 underlying) Series Five Junior Preferred Stock
Exercise: $0.00→ Common Stock (101,562 underlying)- (indirect: By LLC)
Series Four Senior Preferred Stock
Exercise: $0.00→ Common Stock (183,333 underlying)
Footnotes (5)
- [F1]Each share of the issuer's Series Five Junior Preferred Stock will be automatically converted into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended (the "IPO"), and has no expiration date.
- [F2]Vulcan Ventures Incorporated ("VVI") is wholly owned by Paul G. Allen, and Mr. Allen has sole voting and investment power over the shares held by VVI.
- [F3]VVI is the Managing Member of Vulcan Capital Venture Capital Management I LLC ("VCVC Management I"), which is the Manager of Vulcan Capital Venture Capital I LLC ("VCVC I"). Mr. Allen has sole voting and investment power over the shares held by VCVC I. VVI, VCVC Management I and Mr. Allen disclaim beneficial ownership over the securities held by VCVC I except to the extent of their respective pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F4]Cougar Investment Holdings LLC ("Cougar") is the Managing Member of VCVC Management III LLC ("VCVC Management III"), which is the Manager of VCVC III LLC ("VCVC III"). Cougar is wholly owned by Mr. Allen, and Mr. Allen has sole voting and investment power over the shares held by VCVC III. Cougar, VCVC Management III and Mr. Allen disclaim beneficial ownership over the securities held by VCVC III except to the extent of their respective pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F5]Each share of the issuer's Series Four Senior Preferred Stock will be automatically converted into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.
Issuer
PTC THERAPEUTICS, INC.
CIK 0001070081
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001579538
Filing Metadata
- Form type
- 3
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 11:59 AM ET
- Size
- 44.8 KB