Quad/Graphics, Inc. 4
4 · Quad/Graphics, Inc. · Filed Jun 20, 2013
Insider Transaction Report
Form 4
Quadracci Betty Ewens
Director
Transactions
- Gift
Class B Common Stock
2013-01-02+126,682→ 126,682 total(indirect: By Trust)→ Class A Common Stock (126,682 underlying) - Gift
Class B Common Stock
2013-01-02−126,682→ 673,318 total(indirect: By GRATs)→ Class A Common Stock (126,682 underlying) - Gift
Class B Common Stock
2013-05-23−126,682→ 0 total(indirect: By Trust)→ Class A Common Stock (126,682 underlying)
Holdings
- 11,864(indirect: By Trust)
Class A Common Stock
- 2,500
Stock Options (Right to Buy)
Exercise: $29.37Exp: 2018-01-31→ Class A Common Stock (2,500 underlying) - 2,392
Stock Options (Right to Buy)
Exercise: $41.26Exp: 2021-01-01→ Class A Common Stock (2,392 underlying) - 3,608
Class A Common Stock
- 1,076,179(indirect: By Trust)
Class A Common Stock
- 5,000
Stock Options (Right to Buy)
Exercise: $23.37Exp: 2017-01-31→ Class A Common Stock (5,000 underlying) - 51,614(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (51,614 underlying) - 7,894(indirect: By 401(a) Plan)
Class A Common Stock
- 1,424(indirect: By Trust)
Class A Common Stock
- 17,471(indirect: By Trust)
Class A Common Stock
- 2,000
Stock Options (Right to Buy)
Exercise: $19.12From: 2012-05-14Exp: 2021-11-18→ Class A Common Stock (2,000 underlying) - 2,500
Stock Options (Right to Buy)
Exercise: $15.37Exp: 2019-01-31→ Class A Common Stock (2,500 underlying) - 2,392
Stock Options (Right to Buy)
Exercise: $14.14Exp: 2022-01-01→ Class A Common Stock (2,392 underlying) - 2,500
Stock Options (Right to Buy)
Exercise: $16.62Exp: 2020-01-31→ Class A Common Stock (2,500 underlying)
Footnotes (11)
- [F1]As Trustee for the Elizabeth E. Quadracci Rev Tr of 1980. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F10]Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
- [F11]Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.
- [F2]As Trustee for the HRQ 1990 Descendants Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F3]As Trustee for the Quadracci Children's Trust f/b/o Harry R. Quadracci. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F4]As Co-Trustee of the Harry V. Quadracci Life Insurance Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F5]Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
- [F6]Became exercisable as to 2,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- [F7]Became exercisable as to 1,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- [F8]Became exercisable as to 750 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- [F9]Became exercisable as to 500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.