Quad/Graphics, Inc. 4
4 · Quad/Graphics, Inc. · Filed Jun 20, 2013
Insider Transaction Report
Form 4
Quadracci Betty Ewens
Director
Transactions
- Gift
Class B Common Stock
[F5]2013-01-02−126,682→ 673,318 total(indirect: By GRATs)→ Class A Common Stock (126,682 underlying) - Gift
Class B Common Stock
[F5][F1]2013-01-02+126,682→ 126,682 total(indirect: By Trust)→ Class A Common Stock (126,682 underlying) - Gift
Class B Common Stock
[F5][F1]2013-05-23−126,682→ 0 total(indirect: By Trust)→ Class A Common Stock (126,682 underlying)
Holdings
- 3,608
Class A Common Stock
- 7,894(indirect: By 401(a) Plan)
Class A Common Stock
- 1,076,179(indirect: By Trust)
Class A Common Stock
[F1] - 1,424(indirect: By Trust)
Class A Common Stock
[F2] - 11,864(indirect: By Trust)
Class A Common Stock
[F3] - 17,471(indirect: By Trust)
Class A Common Stock
[F4] - 2,000
Stock Options (Right to Buy)
Exercise: $19.12From: 2012-05-14Exp: 2021-11-18→ Class A Common Stock (2,000 underlying) - 5,000
Stock Options (Right to Buy)
[F6]Exercise: $23.37Exp: 2017-01-31→ Class A Common Stock (5,000 underlying) - 2,500
Stock Options (Right to Buy)
[F7]Exercise: $29.37Exp: 2018-01-31→ Class A Common Stock (2,500 underlying) - 2,500
Stock Options (Right to Buy)
[F8]Exercise: $15.37Exp: 2019-01-31→ Class A Common Stock (2,500 underlying) - 2,500
Stock Options (Right to Buy)
[F9]Exercise: $16.62Exp: 2020-01-31→ Class A Common Stock (2,500 underlying) - 2,392
Stock Options (Right to Buy)
[F10]Exercise: $41.26Exp: 2021-01-01→ Class A Common Stock (2,392 underlying) - 2,392
Stock Options (Right to Buy)
[F11]Exercise: $14.14Exp: 2022-01-01→ Class A Common Stock (2,392 underlying) - 51,614(indirect: By Trust)
Class B Common Stock
[F5][F4]→ Class A Common Stock (51,614 underlying)
Footnotes (11)
- [F1]As Trustee for the Elizabeth E. Quadracci Rev Tr of 1980. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F10]Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
- [F11]Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.
- [F2]As Trustee for the HRQ 1990 Descendants Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F3]As Trustee for the Quadracci Children's Trust f/b/o Harry R. Quadracci. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F4]As Co-Trustee of the Harry V. Quadracci Life Insurance Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F5]Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
- [F6]Became exercisable as to 2,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- [F7]Became exercisable as to 1,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- [F8]Became exercisable as to 750 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- [F9]Became exercisable as to 500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Signature
/s/ Russell E. Ryba, Attorney-in-Fact for Betty Ewens Quadracci|2013-06-20