Home/Filings/4/0001140361-13-026218

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VCVC III LLC 4

Accession 0001140361-13-026218

CIK 0001070081other

View on SEC.gov Company Profile

Filed

Jun 24, 8:00 PM ET

Accepted

Jun 25, 4:30 PM ET

Size

32.6 KB

Accession

0001140361-13-026218

Insider Transaction Report

Form 4

Period: 2013-06-25

PTC THERAPEUTICS, INC.PTCT

ALLEN PAUL G

Director

Transactions

Conversion
Series Five Junior Preferred Stock
2013-06-25−101,562→ 0 total
Exercise: $0.00→ Common Stock (101,562 underlying)
Conversion
Common Stock
2013-06-25+101,562→ 101,562 total
Conversion
Common Stock
2013-06-25+797,102→ 797,102 total(indirect: By LLC)
Conversion
Series Four Senior Preferred Stock
2013-06-25−183,333→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (183,333 underlying)
Conversion
Common Stock
2013-06-25+183,333→ 469,734 total(indirect: By LLC)
Conversion
Series Five Junior Preferred Stock
2013-06-25−797,102→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (797,102 underlying)
Conversion
Common Stock
2013-06-25+286,401→ 286,401 total(indirect: By LLC)
Purchase
Common Stock
2013-06-25$15.00/sh+333,333$4,999,995→ 803,067 total(indirect: By LLC)
Conversion
Series Five Junior Preferred Stock
2013-06-25−286,401→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (286,401 underlying)

Cougar Investment Holdings LLC

Director

Transactions

Conversion
Series Five Junior Preferred Stock
2013-06-25−286,401→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (286,401 underlying)
Conversion
Common Stock
2013-06-25+183,333→ 469,734 total(indirect: By LLC)
Conversion
Series Four Senior Preferred Stock
2013-06-25−183,333→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (183,333 underlying)
Conversion
Common Stock
2013-06-25+797,102→ 797,102 total(indirect: By LLC)
Purchase
Common Stock
2013-06-25$15.00/sh+333,333$4,999,995→ 803,067 total(indirect: By LLC)
Conversion
Series Five Junior Preferred Stock
2013-06-25−101,562→ 0 total
Exercise: $0.00→ Common Stock (101,562 underlying)
Conversion
Common Stock
2013-06-25+101,562→ 101,562 total
Conversion
Common Stock
2013-06-25+286,401→ 286,401 total(indirect: By LLC)
Conversion
Series Five Junior Preferred Stock
2013-06-25−797,102→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (797,102 underlying)

Vulcan Ventures Inc.

Director

Transactions

Conversion
Common Stock
2013-06-25+797,102→ 797,102 total(indirect: By LLC)
Conversion
Series Four Senior Preferred Stock
2013-06-25−183,333→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (183,333 underlying)
Conversion
Common Stock
2013-06-25+286,401→ 286,401 total(indirect: By LLC)
Conversion
Common Stock
2013-06-25+183,333→ 469,734 total(indirect: By LLC)
Conversion
Series Five Junior Preferred Stock
2013-06-25−101,562→ 0 total
Exercise: $0.00→ Common Stock (101,562 underlying)
Conversion
Series Five Junior Preferred Stock
2013-06-25−797,102→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (797,102 underlying)
Conversion
Series Five Junior Preferred Stock
2013-06-25−286,401→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (286,401 underlying)
Conversion
Common Stock
2013-06-25+101,562→ 101,562 total
Purchase
Common Stock
2013-06-25$15.00/sh+333,333$4,999,995→ 803,067 total(indirect: By LLC)

Vulcan Capital Venture Capital Management I, LLC

Director

Transactions

Conversion
Common Stock
2013-06-25+797,102→ 797,102 total(indirect: By LLC)
Conversion
Series Five Junior Preferred Stock
2013-06-25−797,102→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (797,102 underlying)
Conversion
Series Four Senior Preferred Stock
2013-06-25−183,333→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (183,333 underlying)
Conversion
Series Five Junior Preferred Stock
2013-06-25−101,562→ 0 total
Exercise: $0.00→ Common Stock (101,562 underlying)
Conversion
Series Five Junior Preferred Stock
2013-06-25−286,401→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (286,401 underlying)
Conversion
Common Stock
2013-06-25+286,401→ 286,401 total(indirect: By LLC)
Conversion
Common Stock
2013-06-25+101,562→ 101,562 total
Purchase
Common Stock
2013-06-25$15.00/sh+333,333$4,999,995→ 803,067 total(indirect: By LLC)
Conversion
Common Stock
2013-06-25+183,333→ 469,734 total(indirect: By LLC)

Vulcan Capital Venture Capital I LLC

Director

Transactions

Conversion
Common Stock
2013-06-25+286,401→ 286,401 total(indirect: By LLC)
Conversion
Series Five Junior Preferred Stock
2013-06-25−286,401→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (286,401 underlying)
Conversion
Common Stock
2013-06-25+101,562→ 101,562 total
Conversion
Common Stock
2013-06-25+797,102→ 797,102 total(indirect: By LLC)
Purchase
Common Stock
2013-06-25$15.00/sh+333,333$4,999,995→ 803,067 total(indirect: By LLC)
Conversion
Series Four Senior Preferred Stock
2013-06-25−183,333→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (183,333 underlying)
Conversion
Common Stock
2013-06-25+183,333→ 469,734 total(indirect: By LLC)
Conversion
Series Five Junior Preferred Stock
2013-06-25−797,102→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (797,102 underlying)
Conversion
Series Five Junior Preferred Stock
2013-06-25−101,562→ 0 total
Exercise: $0.00→ Common Stock (101,562 underlying)

VCVC Management III LLC

Director

Transactions

Conversion
Common Stock
2013-06-25+101,562→ 101,562 total
Purchase
Common Stock
2013-06-25$15.00/sh+333,333$4,999,995→ 803,067 total(indirect: By LLC)
Conversion
Series Five Junior Preferred Stock
2013-06-25−101,562→ 0 total
Exercise: $0.00→ Common Stock (101,562 underlying)
Conversion
Common Stock
2013-06-25+797,102→ 797,102 total(indirect: By LLC)
Conversion
Common Stock
2013-06-25+183,333→ 469,734 total(indirect: By LLC)
Conversion
Series Five Junior Preferred Stock
2013-06-25−797,102→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (797,102 underlying)
Conversion
Common Stock
2013-06-25+286,401→ 286,401 total(indirect: By LLC)
Conversion
Series Four Senior Preferred Stock
2013-06-25−183,333→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (183,333 underlying)
Conversion
Series Five Junior Preferred Stock
2013-06-25−286,401→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (286,401 underlying)

VCVC III LLC

Director

Transactions

Conversion
Common Stock
2013-06-25+101,562→ 101,562 total
Conversion
Common Stock
2013-06-25+183,333→ 469,734 total(indirect: By LLC)
Conversion
Series Five Junior Preferred Stock
2013-06-25−101,562→ 0 total
Exercise: $0.00→ Common Stock (101,562 underlying)
Conversion
Series Five Junior Preferred Stock
2013-06-25−286,401→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (286,401 underlying)
Conversion
Common Stock
2013-06-25+797,102→ 797,102 total(indirect: By LLC)
Conversion
Common Stock
2013-06-25+286,401→ 286,401 total(indirect: By LLC)
Purchase
Common Stock
2013-06-25$15.00/sh+333,333$4,999,995→ 803,067 total(indirect: By LLC)
Conversion
Series Five Junior Preferred Stock
2013-06-25−797,102→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (797,102 underlying)
Conversion
Series Four Senior Preferred Stock
2013-06-25−183,333→ 0 total(indirect: By LLC)
Exercise: $0.00→ Common Stock (183,333 underlying)

Footnotes (5)

[F1]Each share of the issuer's Series Five Junior Preferred Stock converted into 1 share of the issuer's Common Stock on June 25, 2013 pursuant to an election by the holders of a majority of the shares of the issuer's preferred stock in connection with the closing of the issuer's firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date.
[F2]Vulcan Ventures Incorporated ("VVI") is wholly owned by Paul G. Allen, and Mr. Allen has sole voting and investment power over the shares held by VVI.
[F3]VVI is the Managing Member of Vulcan Capital Venture Capital Management I LLC ("VCVC Management I"), which is the Manager of Vulcan Capital Venture Capital I LLC ("VCVC I"). Mr. Allen has sole voting and investment power over the shares held by VCVC I. VVI, VCVC Management I and Mr. Allen disclaim beneficial ownership over the securities held by VCVC I except to the extent of their respective pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F4]Cougar Investment Holdings LLC ("Cougar") is the Managing Member of VCVC Management III LLC ("VCVC Management III"), which is the Manager of VCVC III LLC ("VCVC III"). Cougar is wholly owned by Mr. Allen, and Mr. Allen has sole voting and investment power over the shares held by VCVC III. Cougar, VCVC Management III and Mr. Allen disclaim beneficial ownership over the securities held by VCVC III except to the extent of their respective pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F5]Each share of the issuer's Series Four Senior Preferred Stock converted into 1 share of the issuer's Common Stock on June 25, 2013 pursuant to an election by the holders of a majority of the shares of the issuer's preferred stock in connection with the closing of the issuer's IPO and had no expiration date.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

PTC THERAPEUTICS, INC.

CIK 0001070081

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001579538

Filing Metadata

Form type: 4
Filed: Jun 24, 8:00 PM ET
Accepted: Jun 25, 4:30 PM ET
Size: 32.6 KB

View on SEC.gov