Home/Filings/4/0001140361-13-027365
4//SEC Filing

Heritage Financial Group Inc 4

Accession 0001140361-13-027365

CIK 0001493491operating

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 2:46 PM ET

Size

12.5 KB

Accession

0001140361-13-027365

Insider Transaction Report

Form 4
Period: 2013-07-01
Slappey Carol W
DirectorExecutive Vice President
Transactions
  • Tax Payment

    Common Stock

    2013-07-01$14.91/sh1,302$19,41350,093 total
Holdings
  • Common Stock

    (indirect: By IRA)
    4,907
  • Stock Appreciation Rights

    Exercise: $11.94From: 2012-07-01Exp: 2022-07-01Common Stock (50,000 underlying)
    50,000
  • Stock Option (Right to Buy)

    Exercise: $11.94From: 2012-07-01Exp: 2022-07-01Common Stock (50,000 underlying)
    50,000
  • Stock Appreciation Rights

    Exercise: $14.97From: 2007-05-19Exp: 2016-05-19Common Stock (57,801 underlying)
    57,801
  • Stock Option(Rights to Buy)

    Exercise: $14.97From: 2007-05-19Exp: 2016-05-19Common Stock (57,801 underlying)
    57,801
  • Common Stock

    (indirect: By Spouse)
    2,931
  • Common Stock

    (indirect: By ESOP)
    10,242
Footnotes (4)
  • [F1]Transaction represents the shares relinquished for tax liability related to stock vesting.
  • [F2]Transaction represents an award of stock appreciation rights and options under the Issuer's 2011 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on July 1, 2012.
  • [F3]The stock appreciation rights and stock options were granted under the 2006 Equity Incentive Plan to vest in five equal annual installments beginning on May 19, 2007.
  • [F4]The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.

Documents

1 file

Issuer

Heritage Financial Group Inc

CIK 0001493491

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001493491

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 2:46 PM ET
Size
12.5 KB