Home/Filings/4/0001140361-13-029148
4//SEC Filing

FIRST SECURITY GROUP INC/TN 4

Accession 0001140361-13-029148

CIK 0001138817operating

Filed

Jul 25, 8:00 PM ET

Accepted

Jul 26, 4:56 PM ET

Size

8.4 KB

Accession

0001140361-13-029148

Insider Transaction Report

Form 4
Period: 2013-07-24
Transactions
  • Award

    Stock Options - Right to Buy

    2013-07-24+5,0005,000 total
    Exercise: $2.33From: 2014-07-24Exp: 2023-07-24Common Stock (5,000 underlying)
Holdings
  • Common Stock

    1,000
  • Common Stock

    (indirect: By Ulysses Partners, L.P.)
    5,130,000
  • Common Stock

    (indirect: By Ulysses Offshore Fund, Ltd.)
    870,000
Footnotes (4)
  • [F1]Mr. Hurwich is employed by Ulysses Management LLC, the investment manager of Ulysses Partners, L.P. and Ulysses Offshore Fund, Ltd. Mr. Hurwich does not have any dispositive or voting power over the securities of the Issuer held by Ulysses Partners, L.P. or Ulysses Offshore Fund, Ltd. Mr. Hurwich disclaims any beneficial ownership of the securities reported, except to the extent of his pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that Mr. Hurwich is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any securities reported.
  • [F2]These shares are owned directly by Ulysses Partners, L.P.
  • [F3]These shares are owned directly by Ulysses Offshore Fund, Ltd.
  • [F4]The options vest over three years, beginning on the date stated.

Documents

1 file

Issuer

FIRST SECURITY GROUP INC/TN

CIK 0001138817

Entity typeoperating
IncorporatedTN

Related Parties

1
  • filerCIK 0001138817

Filing Metadata

Form type
4
Filed
Jul 25, 8:00 PM ET
Accepted
Jul 26, 4:56 PM ET
Size
8.4 KB