FIRST SECURITY GROUP INC/TN 4
4 · FIRST SECURITY GROUP INC/TN · Filed Jul 26, 2013
Insider Transaction Report
Form 4
Hurwich Adam Gabriel
Director
Transactions
- Award
Stock Options - Right to Buy
2013-07-24+5,000→ 5,000 totalExercise: $2.33From: 2014-07-24Exp: 2023-07-24→ Common Stock (5,000 underlying)
Holdings
- 1,000
Common Stock
- 5,130,000(indirect: By Ulysses Partners, L.P.)
Common Stock
- 870,000(indirect: By Ulysses Offshore Fund, Ltd.)
Common Stock
Footnotes (4)
- [F1]Mr. Hurwich is employed by Ulysses Management LLC, the investment manager of Ulysses Partners, L.P. and Ulysses Offshore Fund, Ltd. Mr. Hurwich does not have any dispositive or voting power over the securities of the Issuer held by Ulysses Partners, L.P. or Ulysses Offshore Fund, Ltd. Mr. Hurwich disclaims any beneficial ownership of the securities reported, except to the extent of his pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that Mr. Hurwich is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any securities reported.
- [F2]These shares are owned directly by Ulysses Partners, L.P.
- [F3]These shares are owned directly by Ulysses Offshore Fund, Ltd.
- [F4]The options vest over three years, beginning on the date stated.