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4//SEC Filing

ZALE CORP 4

Accession 0001140361-13-030091

CIK 0000109156operating
View on SEC.govCompany Profile

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 1:58 PM ET

Size

27.2 KB

Accession

0001140361-13-030091

Insider Transaction Report

Form 4
Period: 2013-07-31
ZALE CORPZLC
Hollander Gilbert P
EVP, Chief Sourcing Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2013-07-31−16,500→ 33,500 total
    Exercise: $0.00From: 2013-07-31→ Common Stock (33,500 underlying)
  • Exercise/Conversion

    Common Stock

    2013-07-31$9.28/sh+16,500$153,120→ 80,611 total
  • Tax Payment

    Common Stock

    2013-07-31$9.28/sh−4,513$41,881→ 76,098 total
Holdings

  • Restricted Stock Units (Performance)

    Exercise: $0.00→ Common Stock (50,000 underlying)
    50,000

  • Stock Options (right to buy)

    Exercise: $2.37From: 2011-02-26Exp: 2020-02-26→ Common Stock (70,000 underlying)
    70,000

  • Stock Options (right to buy)

    Exercise: $3.95From: 2012-09-02Exp: 2021-09-02→ Common Stock (85,000 underlying)
    85,000

  • Stock Options (right to buy)

    Exercise: $2.00From: 2011-09-23Exp: 2020-09-23→ Common Stock (55,000 underlying)
    55,000

  • Stock Options (right to buy)

    Exercise: $26.14From: 2009-09-16Exp: 2018-09-16→ Common Stock (56,000 underlying)
    56,000

  • Stock Options (right to buy)

    Exercise: $27.89From: 2007-09-14Exp: 2016-09-14→ Common Stock (10,000 underlying)
    10,000

  • Stock Options (right to buy)

    Exercise: $26.33From: 2006-01-10Exp: 2015-01-10→ Common Stock (10,000 underlying)
    10,000

  • Stock Options (right to buy)

    Exercise: $23.23From: 2004-07-22Exp: 2013-07-22→ Common Stock (8,524 underlying)
    8,524

  • Stock Options (right to buy)

    Exercise: $24.10From: 2007-05-05Exp: 2016-05-05→ Common Stock (25,000 underlying)
    25,000

  • Stock Options (right to buy)

    Exercise: $27.44From: 2005-07-21Exp: 2014-07-21→ Common Stock (10,000 underlying)
    10,000

  • Restricted Stock Units

    Exercise: $0.00From: 2012-09-02→ Common Stock (50,250 underlying)
    50,250

  • Stock Options (right to buy)

    Exercise: $21.29From: 2008-11-14Exp: 2017-11-14→ Common Stock (55,000 underlying)
    55,000

  • Stock Options (right to buy)

    Exercise: $27.24From: 2007-08-29Exp: 2016-08-29→ Common Stock (15,000 underlying)
    15,000

  • Stock Options (right to buy)

    Exercise: $27.52From: 2006-09-06Exp: 2015-09-06→ Common Stock (10,000 underlying)
    10,000
Footnotes (5)
  • [F1]Reflects the issuance of 16,500 shares of Common Stock to the undersigned upon the vesting of restricted stock units as shown on Table 2 of this report.
  • [F2]Reflects the withholding of 4,513 shares by the Company to satisfy tax obligations in connection with the vesting of 16,500 shares of restricted stock units. No shares were bought or sold in the open market.
  • [F3]Performance-based restricted stock units granted under the Zale Corporation 2011 Omnibus Incentive Plan that vest as to 100% of the units if the Company satisfies a certain performance goal over any period of four consecutive fiscal quarters beginning on August 1, 2012 and ending on July 31, 2015. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash.
  • [F4]Restricted stock units granted under Zale Corporation 2011 Omnibus Incentive Plan that vest as to 33% of the units on the first anniversary of the grant date, as to an additional 33% of the units on the second anniversary of the grant date and as to the remaining 34% of the units on the third anniversary of the grant date. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash. This report reflects the vesting of 16,500 units.
  • [F5]Restricted stock units granted under Zale Corporation 2003 Stock Incentive Plan that vest as to 33% of the units on the first anniversary of the grant date, as to an additional 33% of the units on the second anniversary of the grant date and as to the remaining 34% of the units on the third anniversary of the grant date. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash.

Documents

1 file

Issuer

ZALE CORP

CIK 0000109156

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000109156

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 1:58 PM ET
Size
27.2 KB
View on SEC.gov