4//SEC Filing
SunOpta Inc. 4
Accession 0001140361-13-033040
$STKLCIK 0000351834operating
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 6:38 PM ET
Size
12.2 KB
Accession
0001140361-13-033040
Insider Transaction Report
Form 4
SunOpta Inc.STKL
WEST FACE CAPITAL INC.
10% Owner
Transactions
- Purchase
Common Shares, no par value
2012-11-14$5.90/sh+90,000$531,387→ 7,669,900 total(indirect: See footnote 1) - Purchase
Common Shares, no par value
2012-11-15$6.00/sh+20,000$119,942→ 7,689,900 total(indirect: See footnote 1) - Purchase
Common Shares, no par value
2012-11-16$6.07/sh+20,300$123,128→ 7,710,200 total(indirect: See footnote 1)
Boland Gregory A.
10% Owner
Transactions
- Purchase
Common Shares, no par value
2012-11-14$5.90/sh+90,000$531,387→ 7,669,900 total(indirect: See footnote 1) - Purchase
Common Shares, no par value
2012-11-15$6.00/sh+20,000$119,942→ 7,689,900 total(indirect: See footnote 1) - Purchase
Common Shares, no par value
2012-11-16$6.07/sh+20,300$123,128→ 7,710,200 total(indirect: See footnote 1)
Footnotes (4)
- [F1]These shares of the Issuer's Common Shares, no par value (the "Shares"), are held directly by West Face Long Term Opportunities Global Master L.P., a Cayman Islands limited partnership ("WFGM"). These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: West Face Capital Inc. ("West Face"), as investment manager to WFGM, and Gregory A. Boland, as the President and Chief Executive Officer of West Face. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
- [F2]This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on November 14, 2012. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- [F3]This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on November 15, 2012. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- [F4]This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on November 16, 2012. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Documents
Issuer
SunOpta Inc.
CIK 0000351834
Entity typeoperating
IncorporatedCanada (Federal Level)
Related Parties
1- filerCIK 0000351834
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 6:38 PM ET
- Size
- 12.2 KB