CARTERS INC 4

4 · CARTERS INC · Filed Aug 14, 2013

Form 4

Period: 2013-08-12

EVP Brand Leader

Transactions

Exercise/Conversion
Common Stock
2013-08-12$28.04/sh+20,000$560,800→ 69,899 total
Sale
Common Stock
2013-08-12$70.25/sh−20,000$1,405,000→ 49,899 total
Exercise/Conversion
Common Stock
2013-08-12$28.44/sh+600$17,064→ 50,499 total
Sale
Common Stock
2013-08-12$70.25/sh−600$42,150→ 49,899 total
Exercise/Conversion
Employee Stock Option (Right to Purchase)
2013-08-12+20,000→ 20,000 total
Exercise: $28.04Exp: 2020-02-16→ Common Stock (20,000 underlying)
Exercise/Conversion
Employee Stock Option (Right to Purchase)
2013-08-12+600→ 11,400 total
Exercise: $28.44Exp: 2021-02-24→ Common Stock (600 underlying)

Footnotes (3)

[F1]Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
[F2]This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $70.15 to $70.31, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
[F3]These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Documents

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