4//SEC Filing
Heritage Financial Group Inc 4
Accession 0001140361-13-033713
CIK 0001493491operating
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 9:49 PM ET
Size
17.2 KB
Accession
0001140361-13-033713
Insider Transaction Report
Form 4
McGinley Douglas J
Director
Transactions
- Sale
Common Stock
2013-08-19$19.00/sh−3,000$57,000→ 49,295 total - Sale
Common Stock
2013-08-16$19.00/sh−4,763$90,497→ 52,295 total - Exercise/Conversion
Common Stock
2013-08-16$14.97/sh+23,071$345,373→ 48,866 total - Exercise/Conversion
Common Stock
2013-08-16$11.94/sh+8,192$97,812→ 57,058 total - Exercise/Conversion
Stock Option (Right to Buy)
2013-08-16−23,071→ 0 totalExercise: $14.97From: 2007-05-19Exp: 2016-05-19→ Common Stock (23,071 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2013-08-16−8,192→ 0 totalExercise: $11.94From: 2012-07-01Exp: 2022-07-01→ Common Stock (8,192 underlying)
Holdings
- 2,000(indirect: By IRA)
Common Stock
- 0
Stock Option(Right to Buy)
Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ Common Stock (12,288 underlying) - 0
Stock Appreciation Right
Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ Common Stock (12,288 underlying)
Footnotes (4)
- [F1]Transaction represents exercise of options and sale of shares as part of a cashless transaction.
- [F2]Transaction represents an award of stock appreciation rights under the Issuer's 2011 Equity Incentive Plan. The rights are scheduled to vest in five equal annual installments beginning on July 1, 2012.
- [F3]Transaction represents an award of stock options under the Issuer's 2011 Equity Incentive Plan. The options are scheduled to vest in five equal annual installments beginning on July 1, 2012.
- [F4]The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.
Documents
Issuer
Heritage Financial Group Inc
CIK 0001493491
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001493491
Filing Metadata
- Form type
- 4
- Filed
- Aug 19, 8:00 PM ET
- Accepted
- Aug 20, 9:49 PM ET
- Size
- 17.2 KB