ORION ENERGY SYSTEMS, INC. 4
4 · ORION ENERGY SYSTEMS, INC. · Filed Aug 22, 2013
Insider Transaction Report
Form 4
Jacobson Tryg C
Director
Transactions
- Purchase
Common Stock
2013-08-06$3.91/sh+500$1,954→ 38,350 total - Purchase
Common Stock
2013-08-12$3.82/sh+500$1,908→ 38,850 total - Purchase
Common Stock
2013-08-14$3.50/sh+1,000$3,497→ 39,850 total
Holdings
- 22,045
Stock Options (right to buy)
Exercise: $3.12From: 2012-08-09Exp: 2021-08-09→ Common Stock (22,045 underlying) - 26,646
Stock Options (right to buy)
Exercise: $2.03From: 2013-06-12Exp: 2022-06-12→ Common Stock (26,646 underlying) - 36,568
Stock Options (right to buy)
Exercise: $2.41From: 2013-12-31Exp: 2023-05-28→ Common Stock (36,568 underlying)
Footnotes (6)
- [F1]The price in Column 4 is a weighted average price. The prices actually paid ranged from $3.905 to $3.91. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F2]The price in Column 4 is a weighted average price. The prices actually paid ranged from $3.81 to $3.82. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F3]The price in Column 4 is a weighted average price. The prices actually paid ranged from $3.49 to $3.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 9, 2011, vests and becomes exercisable in three equal installments on August 9, 2012, 2013 and 2014, respectively.
- [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vests and becomes exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
- [F6]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vests and becomes exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.