KEYNOTE SYSTEMS INC 4
4 · KEYNOTE SYSTEMS INC · Filed Aug 23, 2013
Insider Transaction Report
Form 4
OCAMPO RAYMOND L JR
Director
Transactions
- Disposition to Issuer
Restricted Stock Units
2013-08-22$20.00/sh−10,000$200,000→ 0 totalExercise: $0.00→ Common Stock (10,000 underlying) - Disposition to Issuer
Non-Employee Option Grant
2013-08-22$7.63/sh−60,000$457,800→ 0 totalExercise: $12.37Exp: 2014-04-26→ Common Stock (60,000 underlying) - Disposition to Issuer
Common Stock
2013-08-22$20.00/sh−46,728$934,560→ 0 total - Disposition to Issuer
Common Stock
2013-08-22$20.00/sh−34,716$694,320→ 0 total(indirect: By Trust) - Disposition to Issuer
Non-Employee Option Grant
2013-08-22$8.02/sh−30,000$240,600→ 0 totalExercise: $11.98Exp: 2015-07-01→ Common Stock (30,000 underlying) - Disposition to Issuer
Non-Employee Option Grant
2013-08-22$8.32/sh−5,000$41,600→ 0 totalExercise: $11.68Exp: 2016-02-03→ Common Stock (5,000 underlying) - Disposition to Issuer
Non-Employee Option Grant
2013-08-22$9.03/sh−15,000$135,450→ 0 totalExercise: $10.97Exp: 2016-03-23→ Common Stock (15,000 underlying) - Disposition to Issuer
Non-Employee Option Grant
2013-08-22$8.47/sh−5,000$42,350→ 0 totalExercise: $11.53Exp: 2016-02-09→ Common Stock (5,000 underlying) - Disposition to Issuer
Non-Employee Option Grant
2013-08-22$7.87/sh−10,000$78,700→ 0 totalExercise: $12.13Exp: 2017-02-02→ Common Stock (10,000 underlying) - Disposition to Issuer
Non-Employee Option Grant
2013-08-22$8.03/sh−15,000$120,450→ 0 totalExercise: $11.97Exp: 2018-03-20→ Common Stock (15,000 underlying) - Disposition to Issuer
Non-Employee Option Grant
2013-08-22$6.49/sh−15,000$97,350→ 0 totalExercise: $13.51Exp: 2017-03-22→ Common Stock (15,000 underlying) - Disposition to Issuer
Non-Employee Option Grant
2013-08-22$10.14/sh−12,000$121,680→ 0 totalExercise: $9.86Exp: 2018-02-01→ Common Stock (12,000 underlying)
Footnotes (3)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of June 23, 2013, by and between the Issuer, Hawaii Merger Corp., a Delaware corporation ("Merger Sub"), and Hawaii Parent Corp., a Delaware corporation ("Parent"), pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). Parent is a company that is wholly-owned by affiliates of Thoma Bravo, LLC.
- [F2]The restricted stock unit award became fully vested and was cancelled in the Merger and converted into the right to receive an amount in cash of $20.00 per restricted stock unit.
- [F3]The option, which was fully vested as of the filing of this Form 4, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the aggregate number of outstanding shares subject to such option and (ii) the excess of $20.00 per share over the per share exercise price of such option.