UROPLASTY INC 4
4 · UROPLASTY INC · Filed Aug 26, 2013
Insider Transaction Report
Form 4
Reynolds Brett
Senior V.P. CFO
Transactions
- Purchase
common stock
2013-08-22$2.93/sh+3,700$10,830→ 53,700 total - Purchase
common stock
2013-08-23$3.04/sh+4,300$13,072→ 58,000 total
Holdings
- 100,000
non-qualified stock options
Exercise: $2.97From: 2014-08-12Exp: 2021-08-11→ common stock (100,000 underlying)
Footnotes (3)
- [F1]Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date).
- [F2]Includes 50,000 shares of restricted stock subject to risk of forfeiture that lapses with respect to one third of such shares on each of the first, second and third anniversaries of the grant date (August 12, 2013).
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.865 to $2.95 per share, inclusive.